FirmTracer
FirmsEnforcementPricingTransparency

FirmTracer

Free UK financial regulatory intelligence. Updated nightly.

Platform

  • Search
  • Firms
  • Enforcement
  • Transparency

Resources

  • FCA Register (external)
  • Companies House (external)
  • Data sources

© 2026 FirmTracer. Regulatory data sourced from FCA and Companies House. Not legal or financial advice.

FirmTracer aggregates publicly available data from official regulatory sources including the FCA Financial Services Register and Companies House. All data links directly to its original official source. This information is provided for research and due diligence purposes only and does not constitute legal or financial advice. FirmTracer is not affiliated with the Financial Conduct Authority or Companies House.

  1. Home
  2. Firms
  3. Argentis Financial Planning Ltd

Argentis Financial Planning Ltd

FRN: 624277•authorised•Profile Score
Company Status
N/A
Registration No.
N/A
Incorporated
N/A
Registered Address
Not Available

Regulatory Permissions

6 permissions across 1 categories

Designated Investment Business6 permissions
Arranging deals in investmentsAgreeing to carry on a regulated activityAdvising on Pension Transfers/Opt OutsAdvising (ex Pension Transfers/Opt Outs)Making arrangementsAdvising on P2P agreements

Registered Individuals (17)

Full NameRoleStatus
Ketan Kantilal ShahCPD9A - Advising on P2P agreementsApproved
Barbara Marie Smith-GalerCPD9A - Advising on P2P agreementsApproved
Daniel Mark WhittonThe London Institute of Banking and Finance (LIBF) - formerly known as IFSApproved
Alexander Robert Knott[FCA CF] Significant managementApproved
George CooksleyCPD9A - Advising on P2P agreementsApproved
Brian John MartinCPD9A - Advising on P2P agreementsApproved
Mandy Anne PrinceCPD9A - Advising on P2P agreementsApproved
Aaron PoltorakCPD9A - Advising on P2P agreementsApproved
Warren Robert FairchildCPD9A - Advising on P2P agreementsApproved
Spencer Paul BennettCPD9A - Advising on P2P agreementsApproved
View all 17 registered individuals →

Enforcement History (0)

No enforcement actions have been identified for this firm.