Barbara Marie Smith-Galer

IRN: BMH01043•Active
Type
Directory Person
Known As
—
Total Roles
22
Active Roles
11

Current Roles (11)

FirmRoleSince
Argentis Financial Planning LtdCPD9A - Advising on P2P agreements19/09/2024
Argentis Wealth Management LtdThe Chartered Insurance Institute (CII)27/06/2022
Argentis Wealth Management LtdCPD4 - Personal recommendation on retail investments (not broker funds)27/06/2022
Argentis Wealth Management LtdCPD6 - Personal recommendation on Friendly Soc tax-exempt policies(not Holloway)27/06/2022
Argentis Wealth Management Ltd[FCA CF] Client dealing15/03/2022
Argentis Wealth Management Ltd[FCA CF] Functions requiring qualifications15/03/2022
Argentis Financial Planning LtdCPD4 - Personal recommendation on retail investments (not broker funds)11/10/2021
Argentis Financial Planning LtdCPD6 - Personal recommendation on Friendly Soc tax-exempt policies(not Holloway)11/10/2021
Argentis Financial Planning LtdThe Chartered Insurance Institute (CII)11/10/2021
Argentis Financial Planning Ltd[FCA CF] Functions requiring qualifications20/09/2021
Argentis Financial Planning Ltd[FCA CF] Client dealing20/09/2021

Past Roles (11)

FirmRoleFromToStatus
Santander UK PlcThe Chartered Insurance Institute (CII)05/11/202001/09/2021Withdrawn
Santander UK Plc[FCA CF] Functions requiring qualifications05/11/202031/08/2021Withdrawn
Santander UK PlcCPD4 - Personal recommendation on retail investments (not broker funds)05/11/202001/09/2021Withdrawn
Santander UK PlcCPD4 - Personal recommendation on retail investments (not broker funds)05/06/202009/10/2020Withdrawn
Santander UK PlcThe Chartered Insurance Institute (CII)05/06/202009/10/2020Withdrawn
Santander UK Plc[FCA CF] Manager of certification employee22/11/201904/11/2020Withdrawn
Santander UK Plc[FCA CF] Functions requiring qualifications05/10/201721/11/2019Withdrawn
Santander UK Plc[FCA CF] Functions requiring qualifications07/03/201625/08/2017Withdrawn
Santander UK PlcCF30 Customer04/10/201126/06/2013Withdrawn
Bank of Scotland plcCF30 Customer03/02/200902/08/2011Withdrawn
Nationwide Building SocietyCF30 Customer08/01/200823/01/2009Withdrawn