Daniel Mark Whitton

IRN: DMW01230•Active
Type
Directory Person
Known As
Dan Whitton
Total Roles
16
Active Roles
11

Current Roles (11)

FirmRoleSince
Argentis Financial Planning Ltd[FCA CF] Client dealing03/07/2025
Argentis Financial Planning LtdCPD4 - Personal recommendation on retail investments (not broker funds)03/07/2025
Argentis Financial Planning LtdCPD9A - Advising on P2P agreements03/07/2025
Argentis Financial Planning LtdCPD6 - Personal recommendation on Friendly Soc tax-exempt policies(not Holloway)03/07/2025
Argentis Financial Planning Ltd[FCA CF] Functions requiring qualifications03/07/2025
Argentis Financial Planning LtdThe London Institute of Banking and Finance (LIBF) - formerly known as IFS03/07/2025
Argentis Wealth Management LtdCPD4 - Personal recommendation on retail investments (not broker funds)09/03/2021
Argentis Wealth Management LtdCPD6 - Personal recommendation on Friendly Soc tax-exempt policies(not Holloway)09/03/2021
Argentis Wealth Management LtdThe London Institute of Banking and Finance (LIBF) - formerly known as IFS09/03/2021
Argentis Wealth Management Ltd[FCA CF] Client dealing07/12/2020
Argentis Wealth Management Ltd[FCA CF] Functions requiring qualifications07/12/2020

Past Roles (5)

FirmRoleFromToStatus
Openwork LimitedCPD20 - Advising or arranging regulated mortgage contracts23/03/202130/04/2021Withdrawn
Openwork LimitedCPD4 - Personal recommendation on retail investments (not broker funds)23/03/202130/04/2021Withdrawn
Openwork LimitedAppointed rep dealing with clients for which they require qualification09/12/201905/11/2020Withdrawn
Openwork LimitedCF30 Customer05/10/201705/11/2020Withdrawn
Money Sprite LimitedEmployed By05/10/201705/11/2020Terminated