Mandy Anne Prince

IRN: MAF01131•Active
Type
Directory Person
Known As
—
Total Roles
28
Active Roles
13

Current Roles (13)

FirmRoleSince
Argentis Financial Planning LtdCPD9A - Advising on P2P agreements19/09/2024
Argentis Financial Planning Ltd[FCA CF] Functions requiring qualifications28/11/2023
Argentis Financial Planning LtdThe Chartered Insurance Institute (CII)28/11/2023
Argentis Financial Planning LtdCPD6 - Personal recommendation on Friendly Soc tax-exempt policies(not Holloway)28/11/2023
Argentis Financial Planning LtdCPD4 - Personal recommendation on retail investments (not broker funds)28/11/2023
Argentis Financial Planning Ltd[FCA CF] Client dealing28/11/2023
Argentis Wealth Management LtdCPD21 - Advising or arranging equity release transactions16/10/2023
Argentis Wealth Management LtdThe Chartered Insurance Institute (CII)04/03/2021
Argentis Wealth Management LtdCPD20 - Advising or arranging regulated mortgage contracts04/03/2021
Argentis Wealth Management LtdCPD6 - Personal recommendation on Friendly Soc tax-exempt policies(not Holloway)04/03/2021
Argentis Wealth Management LtdCPD4 - Personal recommendation on retail investments (not broker funds)04/03/2021
Argentis Wealth Management Ltd[FCA CF] Client dealing09/12/2019
Argentis Wealth Management Ltd[FCA CF] Functions requiring qualifications09/12/2019

Past Roles (15)

FirmRoleFromToStatus
Merchants Wealth Management LimitedEmployed By21/04/201619/12/2022Terminated
Argentis Wealth Management LtdCF30 Customer03/06/201319/12/2022Withdrawn
Nationwide Building SocietyCF30 Customer16/09/201112/04/2013Withdrawn
Personal Touch Financial Services LimitedCF1 Director (AR)02/09/200914/07/2011Withdrawn
Blue Fish Finance LtdEmployed By02/09/200914/07/2011Terminated
Blue Fish Finance LtdResponsible for Insurance Mediation03/08/200902/09/2009Withdrawn (Firm Cancellation)
Blue Fish Finance LtdCF1 Director03/08/200902/09/2009Withdrawn (Firm Cancellation)
Blue Fish Finance LtdCF1 Director02/04/200701/05/2007Withdrawn
Blue Fish Finance LtdResponsible for Insurance Mediation02/04/200701/05/2007Withdrawn
Blue Fish Finance LtdCF8 Apportionment and Oversight02/04/200701/05/2007Withdrawn
Quantum Financial Services LtdCF8 Apportionment and Oversight21/08/200615/12/2006Withdrawn
Quantum Financial Services LtdResponsible for Insurance Mediation21/08/200615/12/2006Withdrawn
Quantum Financial Services LtdCF1 Director21/08/200615/12/2006Withdrawn
Sesame LimitedCF1 Director (AR)24/02/200524/08/2006Withdrawn
Quantum Financial Services LtdEmployed By24/02/200524/08/2006Terminated