Ketan Kantilal Shah
IRN: KKS01016•Active
Current Roles (12)
| Firm | Role | Since |
|---|---|---|
| Argentis Wealth Management Ltd | CPD9A - Advising on P2P agreements | 25/02/2025 |
| Argentis Wealth Management Ltd | The Chartered Insurance Institute (CII) | 25/02/2025 |
| Argentis Wealth Management Ltd | CPD4 - Personal recommendation on retail investments (not broker funds) | 25/02/2025 |
| Argentis Wealth Management Ltd | CPD6 - Personal recommendation on Friendly Soc tax-exempt policies(not Holloway) | 25/02/2025 |
| Argentis Wealth Management Ltd | [FCA CF] Client dealing | 17/02/2025 |
| Argentis Wealth Management Ltd | [FCA CF] Functions requiring qualifications | 17/02/2025 |
| Argentis Financial Planning Ltd | CPD9A - Advising on P2P agreements | 18/09/2024 |
| Argentis Financial Planning Ltd | The Chartered Insurance Institute (CII) | 17/02/2021 |
| Argentis Financial Planning Ltd | CPD6 - Personal recommendation on Friendly Soc tax-exempt policies(not Holloway) | 17/02/2021 |
| Argentis Financial Planning Ltd | CPD4 - Personal recommendation on retail investments (not broker funds) | 17/02/2021 |
| Argentis Financial Planning Ltd | [FCA CF] Client dealing | 09/12/2019 |
| Argentis Financial Planning Ltd | [FCA CF] Functions requiring qualifications | 09/12/2019 |
Past Roles (9)
| Firm | Role | From | To | Status |
|---|---|---|---|---|
| Argentis Financial Management Ltd | CPD6 - Personal recommendation on Friendly Soc tax-exempt policies(not Holloway) | 16/03/2021 | 16/03/2021 | Withdrawn |
| Argentis Financial Management Ltd | The Chartered Insurance Institute (CII) | 16/03/2021 | 16/03/2021 | Withdrawn |
| Argentis Financial Management Ltd | CPD4 - Personal recommendation on retail investments (not broker funds) | 16/03/2021 | 16/03/2021 | Withdrawn |
| Argentis Financial Management Ltd | [FCA CF] Client dealing | 09/12/2019 | 16/12/2020 | Withdrawn |
| Argentis Financial Management Ltd | [FCA CF] Functions requiring qualifications | 09/12/2019 | 16/12/2020 | Withdrawn |
| Argentis Financial Management Ltd | CF30 Customer | 04/07/2016 | 08/12/2019 | Withdrawn |
| Herbert Parnell Financial Services Ltd | CF30 Customer | 01/11/2007 | 04/12/2017 | Withdrawn |
| Herbert Parnell Financial Services Ltd | CF21 Investment Adviser | 15/12/2005 | 31/10/2007 | Converted |
| Herbert Parnell Financial Services Ltd | CF22 Investment Adviser (Trainee) | 29/06/2005 | 15/12/2005 | Withdrawn (Form E) |