Warren Robert Fairchild

IRN: WRF00001•Active
Type
Directory Person
Known As
Warren
Total Roles
33
Active Roles
13

Current Roles (13)

FirmRoleSince
Argentis Financial Planning LtdCPD9A - Advising on P2P agreements19/09/2024
Argentis Wealth Management LtdCPD7 - Personal recommendation on long-term care insurance19/07/2024
Argentis Wealth Management LtdCPD6 - Personal recommendation on Friendly Soc tax-exempt policies(not Holloway)19/07/2024
Argentis Wealth Management LtdThe Chartered Insurance Institute (CII)19/07/2024
Argentis Wealth Management Ltd[FCA CF] Client dealing19/07/2024
Argentis Wealth Management Ltd[FCA CF] Functions requiring qualifications19/07/2024
Argentis Wealth Management LtdCPD4 - Personal recommendation on retail investments (not broker funds)19/07/2024
Argentis Financial Planning LtdThe Chartered Insurance Institute (CII)17/02/2021
Argentis Financial Planning LtdCPD7 - Personal recommendation on long-term care insurance17/02/2021
Argentis Financial Planning LtdCPD4 - Personal recommendation on retail investments (not broker funds)17/02/2021
Argentis Financial Planning LtdCPD6 - Personal recommendation on Friendly Soc tax-exempt policies(not Holloway)17/02/2021
Argentis Financial Planning Ltd[FCA CF] Functions requiring qualifications09/12/2019
Argentis Financial Planning Ltd[FCA CF] Client dealing09/12/2019

Past Roles (20)

FirmRoleFromToStatus
Argentis Wealth Management Ltd[FCA CF] Manager of certification employee19/07/202427/06/2025Withdrawn
Argentis Financial Management LtdThe Chartered Insurance Institute (CII)16/03/202116/03/2021Withdrawn
Argentis Financial Management LtdCPD7 - Personal recommendation on long-term care insurance16/03/202116/03/2021Withdrawn
Argentis Financial Management LtdCPD6 - Personal recommendation on Friendly Soc tax-exempt policies(not Holloway)16/03/202116/03/2021Withdrawn
Argentis Financial Management LtdCPD4 - Personal recommendation on retail investments (not broker funds)16/03/202116/03/2021Withdrawn
Argentis Financial Management LtdAppointed rep dealing with clients for which they require qualification09/12/201916/03/2020Withdrawn
Argentis Financial Management Ltd[FCA CF] Functions requiring qualifications09/12/201916/12/2020Withdrawn
Argentis Financial Management Ltd[FCA CF] Manager of certification employee09/12/201916/12/2020Withdrawn
Argentis Financial Management Ltd[FCA CF] Client dealing09/12/201916/12/2020Withdrawn
Argentis Financial Planning Ltd[FCA CF] Manager of certification employee09/12/201927/06/2025Withdrawn
Moore Kingston Smith Financial Advisers LtdEmployed By20/12/201616/03/2020Terminated
Argentis Financial Management LtdCF30 Customer18/12/201516/03/2020Withdrawn
Character Financial Services LimitedCF30 Customer01/11/200701/11/2015Withdrawn
Connection Financial Services LtdEmployed By08/05/200716/03/2020Terminated
Character Financial Services LimitedCF8 Apportionment and Oversight01/04/200708/02/2008Withdrawn
CLB Wealth Management LtdEmployed By26/11/200216/03/2020Terminated
Character Financial Services LimitedCF1 Director (AR)26/11/200220/09/2006Withdrawn
Character Financial Services LimitedCF24 Pension Transfer Specialist01/12/200131/10/2007Converted
Character Financial Services LimitedCF1 Director01/12/200101/11/2015Withdrawn
Character Financial Services LimitedCF21 Investment Adviser01/12/200131/10/2007Converted