Spencer Paul Bennett

IRN: SPB00021•Active
Type
Directory Person
Known As
Spencer
Total Roles
34
Active Roles
12

Current Roles (12)

FirmRoleSince
Argentis Wealth Management LtdCPD9A - Advising on P2P agreements25/02/2025
Argentis Wealth Management LtdThe Chartered Insurance Institute (CII)25/02/2025
Argentis Wealth Management LtdCPD4 - Personal recommendation on retail investments (not broker funds)25/02/2025
Argentis Wealth Management LtdCPD6 - Personal recommendation on Friendly Soc tax-exempt policies(not Holloway)25/02/2025
Argentis Wealth Management Ltd[FCA CF] Client dealing17/02/2025
Argentis Wealth Management Ltd[FCA CF] Functions requiring qualifications17/02/2025
Argentis Financial Planning LtdCPD9A - Advising on P2P agreements18/09/2024
Argentis Financial Planning LtdCPD4 - Personal recommendation on retail investments (not broker funds)30/05/2023
Argentis Financial Planning LtdThe Chartered Insurance Institute (CII)30/05/2023
Argentis Financial Planning LtdCPD6 - Personal recommendation on Friendly Soc tax-exempt policies(not Holloway)30/05/2023
Argentis Financial Planning Ltd[FCA CF] Functions requiring qualifications22/05/2023
Argentis Financial Planning Ltd[FCA CF] Client dealing22/05/2023

Past Roles (22)

FirmRoleFromToStatus
G & E Wealth Management LtdCPD6 - Personal recommendation on Friendly Soc tax-exempt policies(not Holloway)29/03/202115/05/2023Withdrawn
G & E Wealth Management LtdCPD4 - Personal recommendation on retail investments (not broker funds)16/02/202115/05/2023Withdrawn
G & E Wealth Management LtdThe Chartered Insurance Institute (CII)16/02/202115/05/2023Withdrawn
G & E Wealth Management Ltd[FCA CF] Client dealing15/02/202115/05/2023Withdrawn
G & E Wealth Management Ltd[FCA CF] Functions requiring qualifications15/02/202115/05/2023Withdrawn
Cowgills Wealth (Yorkshire) LimitedCPD6 - Personal recommendation on Friendly Soc tax-exempt policies(not Holloway)05/08/202012/02/2021Withdrawn
Cowgills Wealth (Yorkshire) LimitedCPD4 - Personal recommendation on retail investments (not broker funds)05/08/202012/02/2021Withdrawn
Cowgills Wealth (Yorkshire) LimitedThe Chartered Insurance Institute (CII)05/08/202012/02/2021Withdrawn
Cowgills Wealth (Yorkshire) Limited[FCA CF] Client dealing09/12/201912/02/2021Withdrawn
Cowgills Wealth (Yorkshire) Limited[FCA CF] Functions requiring qualifications09/12/201912/02/2021Withdrawn
Cowgills Wealth (Yorkshire) LimitedCF30 Customer10/07/201708/12/2019Withdrawn
J.M. Glendinning Financial Services LimitedEmployed By21/10/201524/07/2017Terminated
JMG Insurance Brokers LimitedCF30 Customer12/10/201524/07/2017Withdrawn
Investacc LimitedCF30 Customer10/11/201001/07/2015Withdrawn
Chartford Financial Management LtdEmployed By10/11/201001/07/2015Terminated
JELF Financial Planning LtdCF30 Customer14/01/201018/08/2010Withdrawn
Progeny Wealth LimitedCF30 Customer03/12/200931/12/2009Withdrawn
Origen Financial Services LimitedCF30 Customer01/11/200715/10/2009Withdrawn
Origen Financial Services LimitedCF21 Investment Adviser03/06/200331/10/2007Converted
Origen Financial Services LimitedCF22 Investment Adviser (Trainee)06/03/200303/06/2003Withdrawn (Form E)
Millfield Partnership LimitedCF22 Investment Adviser (Trainee)18/09/200231/03/2003Withdrawn
Pannells Financial Planning LtdCF22 Investment Adviser (Trainee)01/12/200103/09/2002Withdrawn