CG Wealth Planning Limited

FRN: 594155•authorised•Profile Score

Company Status

N/A

Registration No.

N/A

Incorporated

N/A

Registered Address

Not Available

Regulatory Permissions

7 permissions across 2 categories

Markets in Financial Instruments Directive2 permissions

A1 - Receive/Transmit ordersA5 - Investment advice

Designated Investment Business5 permissions

Arranging deals in investmentsMaking arrangementsAdvising (ex Pension Transfers/Opt Outs)Agreeing to carry on a regulated activityAdvising on Pension Transfers/Opt Outs

Registered Individuals (32)

Full Name	Role	Status
Duncan Aird Taylor	SMF16 Compliance Oversight	Approved
Cheryl Victoria Marshall	[FCA CF] Manager of certification employee	Approved
Julie Margaret Jackman	[FCA CF] Client dealing	Approved
Duncan Macpherson	The Chartered Insurance Institute (CII)	Approved
Duncan Muir Stratford	SMF3 Executive Director	Approved
Julie Pamela Mitchell	CPD6 - Personal recommendation on Friendly Soc tax-exempt policies(not Holloway)	Approved
Lucy Louise Ellis	[FCA CF] Functions requiring qualifications	Approved
David Magnus Goodfellow	Responsible for Insurance Distribution	Approved
David Esfandi	SMF3 Executive Director	Approved
Aimee Lucia Gobey-Higgs	[FCA CF] Client dealing	Approved

View all 32 registered individuals →

Enforcement History (0)

No enforcement actions have been identified for this firm.