Duncan Macpherson

IRN: DXM00092Active
Type
Directory Person
Known As
Total Roles
22
Active Roles
5

Current Roles (5)

FirmRoleSince
CG Wealth Planning LimitedCPD4 - Personal recommendation on retail investments (not broker funds)02/04/2023
CG Wealth Planning LimitedThe Chartered Insurance Institute (CII)02/04/2023
CG Wealth Planning LimitedCPD6 - Personal recommendation on Friendly Soc tax-exempt policies(not Holloway)02/04/2023
CG Wealth Planning Limited[FCA CF] Functions requiring qualifications01/04/2023
CG Wealth Planning Limited[FCA CF] Client dealing01/04/2023

Past Roles (17)

FirmRoleFromToStatus
Punter Southall Wealth LimitedThe Chartered Insurance Institute (CII)05/03/202103/04/2023Withdrawn
Punter Southall Wealth LimitedCPD4 - Personal recommendation on retail investments (not broker funds)05/03/202103/04/2023Withdrawn
Punter Southall Wealth LimitedCPD6 - Personal recommendation on Friendly Soc tax-exempt policies(not Holloway)05/03/202103/04/2023Withdrawn
Punter Southall Wealth Limited[FCA CF] Functions requiring qualifications09/12/201901/04/2023Withdrawn
Punter Southall Wealth Limited[FCA CF] Client dealing09/12/201901/04/2023Withdrawn
Punter Southall Wealth LimitedCF30 Customer01/11/201908/12/2019Withdrawn
PSFM LimitedCF30 Customer12/12/201408/12/2019Withdrawn
Blacktower Financial Planning LimitedEmployed By02/12/201404/08/2016Terminated
Blacktower Financial Advisers LimitedCF1 Director08/05/201316/12/2014Withdrawn
Blacktower Financial Advisers LimitedCF30 Customer11/02/200916/12/2014Withdrawn
Harley White and Company LtdCF1 Director14/01/200512/10/2005Withdrawn (Firm Cancellation)
Harley White Financial Services LimitedCF8 Apportionment and Oversight01/12/200112/01/2005Withdrawn (Firm Cancellation)
Harley White Financial Services LimitedCF24 Pension Transfer Specialist01/12/200112/01/2005Withdrawn (Firm Cancellation)
Harley White Financial Services LimitedCF1 Director01/12/200112/01/2005Withdrawn (Firm Cancellation)
Harley White Financial Services LimitedCF21 Investment Adviser01/12/200112/01/2005Withdrawn (Firm Cancellation)
Harley White Financial Services LimitedCF11 Money Laundering Reporting01/12/200112/01/2005Withdrawn (Firm Cancellation)
Harley White Financial Services LimitedCF10 Compliance Oversight01/12/200112/01/2005Withdrawn (Firm Cancellation)