Duncan Aird Taylor

IRN: DAT01076•Active
Type
Approved Person
Known As
—
Total Roles
34
Active Roles
7

Current Roles (7)

FirmRoleSince
CANTAB ASSET MANAGEMENT LTDSMF16 Compliance Oversight10/04/2025
CANTAB ASSET MANAGEMENT LTDSMF17 Money Laundering Reporting Officer (MLRO)15/11/2024
CG Wealth Planning LimitedSMF16 Compliance Oversight09/12/2019
CANACCORD GENUITY ASSET MANAGEMENT LIMITEDSMF17 Money Laundering Reporting Officer (MLRO)09/12/2019
Canaccord Genuity Wealth LimitedSMF16 Compliance Oversight09/12/2019
CG Wealth Planning LimitedSMF17 Money Laundering Reporting Officer (MLRO)09/12/2019
CANACCORD GENUITY ASSET MANAGEMENT LIMITEDSMF16 Compliance Oversight09/12/2019

Past Roles (27)

FirmRoleFromToStatus
Punter Southall Wealth LimitedSMF17 Money Laundering Reporting Officer (MLRO)01/12/202315/08/2025Withdrawn (Firm Cancellation)
Punter Southall Wealth LimitedSMF16 Compliance Oversight01/12/202315/08/2025Withdrawn (Firm Cancellation)
Adam & Company Investment Management LimitedSMF16 Compliance Oversight04/02/202213/02/2025Withdrawn (Firm Cancellation)
Adam & Company Investment Management LimitedSMF17 Money Laundering Reporting Officer (MLRO)04/02/202213/02/2025Withdrawn (Firm Cancellation)
Canaccord Genuity Financial Planning LimitedSMF16 Compliance Oversight09/12/201902/05/2025Withdrawn (Firm Cancellation)
CG McCarthy Taylor LimitedSMF16 Compliance Oversight09/12/201927/08/2020Withdrawn (Firm Cancellation)
CG McCarthy Taylor LimitedSMF17 Money Laundering Reporting Officer (MLRO)09/12/201927/08/2020Withdrawn (Firm Cancellation)
Canaccord Genuity Financial Planning LimitedSMF17 Money Laundering Reporting Officer (MLRO)09/12/201902/05/2025Withdrawn (Firm Cancellation)
Canaccord Genuity Wealth LimitedSMF17 Money Laundering Reporting Officer (MLRO)09/12/201901/07/2025Withdrawn
CG Wealth Planning LimitedCF10 Compliance Oversight17/07/201908/12/2019Withdrawn
CG Wealth Planning LimitedCF11 Money Laundering Reporting17/07/201908/12/2019Withdrawn
CANACCORD GENUITY ASSET MANAGEMENT LIMITEDCF10 Compliance Oversight12/07/201908/12/2019Withdrawn
CANACCORD GENUITY ASSET MANAGEMENT LIMITEDCF11 Money Laundering Reporting12/07/201908/12/2019Withdrawn
CG McCarthy Taylor LimitedCF10 Compliance Oversight16/05/201908/12/2019Withdrawn
CG McCarthy Taylor LimitedCF11 Money Laundering Reporting16/05/201908/12/2019Withdrawn
Canaccord Genuity Financial Planning LimitedCF11 Money Laundering Reporting15/04/201608/12/2019Withdrawn
Canaccord Genuity Wealth LimitedCF11 Money Laundering Reporting15/04/201608/12/2019Withdrawn
Canaccord Genuity Wealth LimitedCF10 Compliance Oversight27/01/201608/12/2019Withdrawn
Canaccord Genuity Financial Planning LimitedCF10 Compliance Oversight27/01/201608/12/2019Withdrawn
RAYMOND JAMES WEALTH MANAGEMENT LIMITEDCF10 Compliance Oversight27/05/201411/12/2015Withdrawn
Cheviot Asset Management LimitedCF10 Compliance Oversight24/05/201325/04/2014Withdrawn
Quilter Cheviot LimitedCF10a CASS Oversight function14/08/201219/12/2013Withdrawn
Quilter Cheviot LimitedCF11 Money Laundering Reporting17/06/200910/04/2014Withdrawn
Quilter Fund Management LtdCF10 Compliance Oversight25/07/200325/04/2014Withdrawn
Quilter Cheviot LimitedCF10 Compliance Oversight25/07/200310/04/2014Withdrawn
Quilter Cheviot LimitedCF11 Money Laundering Reporting25/07/200309/11/2007Withdrawn
Quilter Fund Management LtdCF11 Money Laundering Reporting25/07/200325/04/2014Withdrawn