David Esfandi
IRN: DXE01099•Active
Current Roles (7)
| Firm | Role | Since |
|---|---|---|
| CANTAB ASSET MANAGEMENT LTD | SMF3 Executive Director | 15/11/2024 |
| CG Wealth Planning Limited | SMF3 Executive Director | 27/03/2024 |
| CG Wealth Planning Limited | SMF1 Chief Executive | 27/03/2024 |
| Canaccord Genuity Wealth Limited | SMF3 Executive Director | 09/12/2019 |
| Canaccord Genuity Wealth Limited | SMF1 Chief Executive | 09/12/2019 |
| CANACCORD GENUITY ASSET MANAGEMENT LIMITED | SMF3 Executive Director | 09/12/2019 |
| CANACCORD GENUITY ASSET MANAGEMENT LIMITED | SMF1 Chief Executive | 09/12/2019 |
Past Roles (26)
| Firm | Role | From | To | Status |
|---|---|---|---|---|
| Intelligent Capital Ltd | SMF1 Chief Executive | 20/08/2024 | 06/11/2025 | Withdrawn (Firm Cancellation) |
| Intelligent Capital Ltd | SMF3 Executive Director | 20/08/2024 | 06/11/2025 | Withdrawn (Firm Cancellation) |
| Punter Southall Wealth Limited | [FCA CF] CASS oversight function | 31/07/2023 | 16/11/2023 | Withdrawn |
| Punter Southall Wealth Limited | SMF1 Chief Executive | 05/09/2022 | 15/08/2025 | Withdrawn (Firm Cancellation) |
| Punter Southall Wealth Limited | SMF3 Executive Director | 05/09/2022 | 15/08/2025 | Withdrawn (Firm Cancellation) |
| Adam & Company Investment Management Limited | SMF3 Executive Director | 14/01/2022 | 13/02/2025 | Withdrawn (Firm Cancellation) |
| Adam & Company Investment Management Limited | SMF1 Chief Executive | 14/01/2022 | 13/02/2025 | Withdrawn (Firm Cancellation) |
| CG Wealth Planning Limited | SMF1 Chief Executive | 13/08/2021 | 24/01/2022 | Withdrawn |
| CG McCarthy Taylor Limited | SMF3 Executive Director | 09/12/2019 | 27/08/2020 | Withdrawn (Firm Cancellation) |
| CG Wealth Planning Limited | SMF3 Executive Director | 09/12/2019 | 24/01/2022 | Withdrawn |
| Canaccord Genuity Financial Planning Limited | SMF1 Chief Executive | 09/12/2019 | 02/05/2025 | Withdrawn (Firm Cancellation) |
| Canaccord Genuity Financial Planning Limited | SMF3 Executive Director | 09/12/2019 | 02/05/2025 | Withdrawn (Firm Cancellation) |
| CANACCORD GENUITY ASSET MANAGEMENT LIMITED | CF3 Chief Executive | 27/11/2019 | 08/12/2019 | Withdrawn |
| CG Wealth Planning Limited | CF1 Director | 22/07/2019 | 08/12/2019 | Withdrawn |
| CG McCarthy Taylor Limited | CF1 Director | 11/03/2019 | 08/12/2019 | Withdrawn |
| CANACCORD GENUITY ASSET MANAGEMENT LIMITED | CF1 Director | 18/09/2017 | 08/12/2019 | Withdrawn |
| Canaccord Genuity Financial Planning Limited | CF1 Director | 22/04/2016 | 08/12/2019 | Withdrawn |
| Canaccord Genuity Wealth Limited | CF1 Director | 22/04/2016 | 08/12/2019 | Withdrawn |
| Canaccord Genuity Wealth Limited | CF3 Chief Executive | 11/04/2014 | 08/12/2019 | Withdrawn |
| Canaccord Genuity Financial Planning Limited | CF3 Chief Executive | 11/04/2014 | 08/12/2019 | Withdrawn |
| Canaccord Genuity Wealth Limited | CF30 Customer | 11/04/2014 | 08/12/2019 | Withdrawn |
| Tilney Asset Management Services Limited | CF30 Customer | 17/06/2013 | 17/09/2013 | Withdrawn |
| Tilney Asset Management Services Limited | CF1 Director | 26/10/2012 | 17/09/2013 | Withdrawn |
| Deutsche Bank AG | CF30 Customer | 01/11/2007 | 29/11/2011 | Withdrawn |
| Deutsche Bank AG | CF21 Investment Adviser | 14/05/2003 | 31/10/2007 | Converted |
| Goldman Sachs International | CF22 Investment Adviser (Trainee) | 18/04/2002 | 28/10/2002 | Withdrawn |