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FirmTracer is a product of GreySigma (UEN: 53458807K), registered in Singapore under ACRA. FirmTracer aggregates publicly available data from official regulatory sources including the FCA Financial Services Register and Companies House. All data links directly to its original official source. This information is provided for research and due diligence purposes only and does not constitute legal or financial advice. FirmTracer is not affiliated with the Financial Conduct Authority or Companies House.

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Enforcement Search

Filter through historical regulatory enforcement actions, fines, and prohibitions.

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Displaying 10 of 5575 matching actions
View Details for Final Notice 2022: Aiden Henderson
17 May 2022prohibition ordermis selling

Final Notice 2022: Aiden Henderson

PDF Available
View Details for Final Notice 2022: Robert Ward
17 May 2022prohibition ordermis selling

Final Notice 2022: Robert Ward

PDF Available
View Details for Final Notice 2022: Henderson Carter Associates Limited
17 May 2022public censuremis selling

Final Notice 2022: Henderson Carter Associates Limited

Firm: H & H Associates Limited
PDF Available
View Details for Final Notice 2022: Applicant A
13 May 2022otherother

Final Notice 2022: Applicant A

PDF Available
View Details for Final Notice 2022: Charanjit Sandhu
28 Apr 2022prohibition orderother

Final Notice 2022: Charanjit Sandhu

Firm: Manjit Sandhu
PDF Available
View Details for Final Notice 2022: Jeanine Lewis
28 Apr 2022prohibition orderother

Final Notice 2022: Jeanine Lewis

PDF Available
View Details for Final Notice 2022: Hugh Edwards
28 Apr 2022prohibition orderother

Final Notice 2022: Hugh Edwards

PDF Available
View Details for Final Notice 2022: Stuart Rea
28 Apr 2022prohibition orderother

Final Notice 2022: Stuart Rea

PDF Available
View Details for Final Notice 2022: Michael Mendonca Nascimento
28 Apr 2022prohibition orderother

Final Notice 2022: Michael Mendonca Nascimento

PDF Available
View Details for Second Supervisory Notice 2022: Integrity Protect No 1 Limited
26 Apr 2022otherother

Second Supervisory Notice 2022: Integrity Protect No 1 Limited

PDF Available
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