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| Date | Action Title | Type | Reference |
|---|---|---|---|
| 17/05/2022 | Final Notice 2022: Henderson Carter Associates Limited | public censure | SourcePDF |
| 28/01/2022 | First Supervisory Notice 2021: Morgan Ingram Associates Limited | other | SourcePDF |
| 30/11/2021 | First Supervisory Notice 2021: Grosvenor Associates Limited | other | SourcePDF |
| 06/05/2010 | FSA Final Notice 2010: Kenwood Associates Limited | other | SourcePDF |
| 17/07/2008 | FSA Final Notice 2008: Mandrake Associates Limited | other | SourcePDF |
| 28/05/2008 | FSA Final Notice 2008: Trekfree Associates Limited | other | SourcePDF |
| 01/03/2008 | FSA Supervisory Notice 2008: Trekfree Associates Limited | other | SourcePDF |
| 16/11/2007 | FSA Final Notice 2007: M. Young Legal Associates Limited | other | SourcePDF |
| 01/09/2007 | FSA Supervisory Notice 2007: M Young Legal Associates Limited | other | SourcePDF |
| 15/08/2007 | FSA Final Notice 2007: Hogarth Phillips Associates Limited | other | SourcePDF |
| 31/05/2006 | FSA Final Notice 2006: Reece Associates Limited | other | SourcePDF |
| 01/06/2005 | FSA Final Notice 2005: Compere Associates Limited | other | SourcePDF |
| 01/10/2004 | FSA Final Notice 2004: Anthony Knight Associates Limited | other | SourcePDF |