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FirmTracer is a product of GreySigma (UEN: 53458807K), registered in Singapore under ACRA. FirmTracer aggregates publicly available data from official regulatory sources including the FCA Financial Services Register and Companies House. All data links directly to its original official source. This information is provided for research and due diligence purposes only and does not constitute legal or financial advice. FirmTracer is not affiliated with the Financial Conduct Authority or Companies House.

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Enforcement Search

Filter through historical regulatory enforcement actions, fines, and prohibitions.

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Displaying 10 of 5575 matching actions
View Details for First Supervisory Notice 2022: Colbourne & Company
24 Jun 2022otherother

First Supervisory Notice 2022: Colbourne & Company

PDF Available
View Details for Decision Notice 2022: Ghana International Bank plc
23 Jun 2022financial penaltyAML

Decision Notice 2022: Ghana International Bank plc

Firm: ABC International Bank Plc
PDF Available
View Details for Final Notice 2022: JLT Specialty Limited
22 Jun 2022financial penaltyother

Final Notice 2022: JLT Specialty Limited

Firm: AmTrust Specialty Limited
PDF Available
View Details for Voluntary Application for the Imposition of Requirements: TFS Loans Ltd (in adminstration)
10 Jun 2022otherother

Voluntary Application for the Imposition of Requirements: TFS Loans Ltd (in adminstration)

PDF Available
View Details for Final Notice 2022: TFS Loans Ltd (in administration)
10 Jun 2022financial penaltyother

Final Notice 2022: TFS Loans Ltd (in administration)

PDF Available
View Details for Second Supervisory Notice 2022: AJH Financial Services Limited
23 May 2022otherother

Second Supervisory Notice 2022: AJH Financial Services Limited

Firm: W A Financial Services Limited
PDF Available
View Details for Final Notice 2022: Andrew Mark Thomas Page
17 May 2022prohibition ordermis selling

Final Notice 2022: Andrew Mark Thomas Page

Firm: Andrew Mark Thomas
PDF Available
View Details for Final Notice 2022: Bank House Investment Management Limited
17 May 2022financial penaltymis selling

Final Notice 2022: Bank House Investment Management Limited

Firm: LP Investment Management Limited
PDF Available
View Details for Final Notice 2022: William Mark Tristan Freer
17 May 2022prohibition ordermis selling

Final Notice 2022: William Mark Tristan Freer

PDF Available
View Details for Final Notice 2022: Thomas Henry Ward
17 May 2022prohibition orderother

Final Notice 2022: Thomas Henry Ward

PDF Available
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