FirmTracer
FirmsEnforcementPricingContact

FirmTracer

Free UK financial regulatory intelligence. Updated nightly.

Platform

  • Search
  • Firms
  • Enforcement
  • Pricing

Company

  • Transparency
  • Roadmap
  • About

Legal & Contact

  • Privacy Policy
  • Terms of Service
  • Cookie Policy
  • Contact

FirmTracer is a product of GreySigma (UEN: 53458807K), registered in Singapore under ACRA. FirmTracer aggregates publicly available data from official regulatory sources including the FCA Financial Services Register and Companies House. All data links directly to its original official source. This information is provided for research and due diligence purposes only and does not constitute legal or financial advice. FirmTracer is not affiliated with the Financial Conduct Authority or Companies House.

© 2026 FirmTracer. All rights reserved.

Enforcement Search

Filter through historical regulatory enforcement actions, fines, and prohibitions.

Reset
Displaying 10 of 5575 matching actions
View Details for Final Notice 2022: Sir Christopher Gent
05 Aug 2022financial penaltymarket abuse

Final Notice 2022: Sir Christopher Gent

PDF Available
View Details for Final Notice 2022: Philippe Moryoussef
28 Jul 2022otherfraud

Final Notice 2022: Philippe Moryoussef

PDF Available
View Details for Decision Notice 2022: Richard Adam
28 Jul 2022financial penaltymarket abuse

Decision Notice 2022: Richard Adam

PDF Available
View Details for Decision Notice 2022: Carillion (in liquidation)
28 Jul 2022public censuremarket abuse

Decision Notice 2022: Carillion (in liquidation)

PDF Available
View Details for Decision Notice 2022: Richard John Howson
28 Jul 2022financial penaltymarket abuse

Decision Notice 2022: Richard John Howson

Firm: Richard John Hamilton
PDF Available
View Details for Decision Notice 2022: Zafar Khan
28 Jul 2022financial penaltymarket abuse

Decision Notice 2022: Zafar Khan

PDF Available
View Details for Decision Notice 2022: One Life Funeral Planning
27 Jul 2022otherother

Decision Notice 2022: One Life Funeral Planning

PDF Available
View Details for Final Notice 2022: The TJM Partnership Limited (Formerly known as Neovision Global Capital Limited) (In Liquidation)
15 Jul 2022financial penaltyother

Final Notice 2022: The TJM Partnership Limited (Formerly known as Neovision Global Capital Limited) (In Liquidation)

PDF Available
View Details for First Supervisory Notice 2022: Alexander David Securities Limited
04 Jul 2022otherconduct

First Supervisory Notice 2022: Alexander David Securities Limited

PDF Available
View Details for Final Notice 2022: Life Protection Centre Ltd
30 Jun 2022otherother

Final Notice 2022: Life Protection Centre Ltd

Firm: Life Protection Centre Ltd
PDF Available
Page 198 of 558