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FirmTracer is a product of GreySigma (UEN: 53458807K), registered in Singapore under ACRA. FirmTracer aggregates publicly available data from official regulatory sources including the FCA Financial Services Register and Companies House. All data links directly to its original official source. This information is provided for research and due diligence purposes only and does not constitute legal or financial advice. FirmTracer is not affiliated with the Financial Conduct Authority or Companies House.

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Enforcement Search

Filter through historical regulatory enforcement actions, fines, and prohibitions.

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Displaying 10 of 5575 matching actions
View Details for Final Notice 2022: Simon Tyson
06 Oct 2022financial penaltyother

Final Notice 2022: Simon Tyson

PDF Available
View Details for Final Notice 2022: Matthew Charles Kent
06 Oct 2022otherother

Final Notice 2022: Matthew Charles Kent

PDF Available
View Details for Final Notice 2022: Wakefield Motor House Ltd
05 Oct 2022otherother

Final Notice 2022: Wakefield Motor House Ltd

PDF Available
View Details for Final Notice 2022: Elite UK Claims
30 Sept 2022otherother

Final Notice 2022: Elite UK Claims

PDF Available
View Details for Final Notice 2022: E.A. McCarroll
29 Sept 2022cancellationother

Final Notice 2022: E.A. McCarroll

PDF Available
View Details for Final Notice 2022: One Life Funeral Planning Limited
26 Sept 2022otherother

Final Notice 2022: One Life Funeral Planning Limited

PDF Available
View Details for Final Notice 2022: Luke Andrew Durrant
22 Sept 2022prohibition orderother

Final Notice 2022: Luke Andrew Durrant

PDF Available
View Details for Final Notice 2022: Gosforth Car Centre Limited
21 Sept 2022otherother

Final Notice 2022: Gosforth Car Centre Limited

PDF Available
View Details for Decision Notice 2022: Link Acquisition Australia Pty Ltd, Link Acquisitions Holdings Australia Pty Ltd, Dye and Durham Corporation and Dye and Durham Limited
12 Sept 2022otherother

Decision Notice 2022: Link Acquisition Australia Pty Ltd, Link Acquisitions Holdings Australia Pty Ltd, Dye and Durham Corporation and Dye and Durham Limited

PDF Available
View Details for Final Notice 2022: Citigroup Global Markets Limited
19 Aug 2022othermarket abuse

Final Notice 2022: Citigroup Global Markets Limited

Firm: TF Global Markets (UK) Limited
PDF Available
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