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FirmTracer is a product of GreySigma (UEN: 53458807K), registered in Singapore under ACRA. FirmTracer aggregates publicly available data from official regulatory sources including the FCA Financial Services Register and Companies House. All data links directly to its original official source. This information is provided for research and due diligence purposes only and does not constitute legal or financial advice. FirmTracer is not affiliated with the Financial Conduct Authority or Companies House.

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Enforcement Search

Filter through historical regulatory enforcement actions, fines, and prohibitions.

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Displaying 10 of 5575 matching actions
View Details for Final Notice 2022: Automotive Capital Management Limited
21 Oct 2022cancellationother

Final Notice 2022: Automotive Capital Management Limited

Firm: Ajax Capital Management Limited
PDF Available
View Details for Decision Notice 2022: Barclays Bank plc
21 Oct 2022financial penaltyother

Decision Notice 2022: Barclays Bank plc

Firm: Barclays Bank Plc
PDF Available
View Details for Warning Notice Statement 22/3
20 Oct 2022otherconduct

Warning Notice Statement 22/3

PDF Available
View Details for Final Notice 2022: David Andrew Hyde (trading as Cundy X Cars)
17 Oct 2022otherother

Final Notice 2022: David Andrew Hyde (trading as Cundy X Cars)

PDF Available
View Details for Final Notice 2022: Arc-Tech Support Ltd
17 Oct 2022cancellationother

Final Notice 2022: Arc-Tech Support Ltd

PDF Available
View Details for Final Notice 2022: Tech Solution (London) Limited
17 Oct 2022cancellationother

Final Notice 2022: Tech Solution (London) Limited

PDF Available
View Details for Decision Notice 2022: Gatehouse Bank Ltd
14 Oct 2022financial penaltyAML

Decision Notice 2022: Gatehouse Bank Ltd

Firm: Gatehouse Bank Plc
PDF Available
View Details for Final Notice 2022: Stephen John Tomlin
06 Oct 2022otherother

Final Notice 2022: Stephen John Tomlin

Firm: Stephen John Tucker
PDF Available
View Details for Final Notice 2022: Sigma Broking Limited
06 Oct 2022financial penaltymarket abuse

Final Notice 2022: Sigma Broking Limited

Firm: Tower Broking Limited
PDF Available
View Details for Final Notice 2022: Empire Motor Group Ltd
06 Oct 2022otherother

Final Notice 2022: Empire Motor Group Ltd

Firm: Cheshire Motor Group Ltd
PDF Available
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