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FirmTracer is a product of GreySigma (UEN: 53458807K), registered in Singapore under ACRA. FirmTracer aggregates publicly available data from official regulatory sources including the FCA Financial Services Register and Companies House. All data links directly to its original official source. This information is provided for research and due diligence purposes only and does not constitute legal or financial advice. FirmTracer is not affiliated with the Financial Conduct Authority or Companies House.

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Enforcement Search

Filter through historical regulatory enforcement actions, fines, and prohibitions.

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Displaying 10 of 5575 matching actions
View Details for Decision Notice 2022: David Amporful
20 Jan 2023otherAML

Decision Notice 2022: David Amporful

PDF Available
View Details for Decision Notice 2022: First Union (Europe) Limited
20 Jan 2023otherAML

Decision Notice 2022: First Union (Europe) Limited

Firm: First Data Europe Limited
PDF Available
View Details for Decision Notice 2022: Business Support and Financial Company Ltd
20 Jan 2023otherAML

Decision Notice 2022: Business Support and Financial Company Ltd

Firm: Financial and Business Solutions Ltd
PDF Available
View Details for First Supervisory Notice 2022: Micro-E C.I.C
16 Jan 2023otherconduct

First Supervisory Notice 2022: Micro-E C.I.C

PDF Available
View Details for Final Notice 2023: Al Rayan Bank PLC
11 Jan 2023financial penaltyother

Final Notice 2023: Al Rayan Bank PLC

Firm: Al Rayan Bank PLC
PDF Available
View Details for Final Notice 2023: Guaranty Trust Bank (UK) Limited
10 Jan 2023financial penaltyother

Final Notice 2023: Guaranty Trust Bank (UK) Limited

Firm: Guaranty Trust Bank (UK) Limited
PDF Available
View Details for Final Notice 2022: Eternal Peace Funeral Plans
23 Dec 2022otherother

Final Notice 2022: Eternal Peace Funeral Plans

PDF Available
View Details for Final Notice 2022: Lyonnaise De Banque
21 Dec 2022cancellationother

Final Notice 2022: Lyonnaise De Banque

PDF Available
View Details for First Supervisory Notice 2022: Pello Capital Limited
21 Dec 2022othersystems failure

First Supervisory Notice 2022: Pello Capital Limited

Firm: Capital SE Limited
PDF Available
View Details for Final Notice 2022: Bellamachina Ltd
20 Dec 2022otherother

Final Notice 2022: Bellamachina Ltd

PDF Available
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