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FirmTracer is a product of GreySigma (UEN: 53458807K), registered in Singapore under ACRA. FirmTracer aggregates publicly available data from official regulatory sources including the FCA Financial Services Register and Companies House. All data links directly to its original official source. This information is provided for research and due diligence purposes only and does not constitute legal or financial advice. FirmTracer is not affiliated with the Financial Conduct Authority or Companies House.

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Enforcement Search

Filter through historical regulatory enforcement actions, fines, and prohibitions.

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Displaying 10 of 5575 matching actions
View Details for First Supervisory Notice 2023: Campbell & Associates Independent Financial Advice Limited
10 Feb 2023otherother

First Supervisory Notice 2023: Campbell & Associates Independent Financial Advice Limited

Firm: Independent Financial Advice World Limited
PDF Available
View Details for Decision Notice 2022: Saranac Partners Limited
03 Feb 2023otherother

Decision Notice 2022: Saranac Partners Limited

Firm: SPH & Partners Limited
PDF Available
View Details for Further First Supervisory Notice 2022: Indigo Michael Limited
03 Feb 2023otherother

Further First Supervisory Notice 2022: Indigo Michael Limited

Firm: Indigo Michael Limited
PDF Available
View Details for Final Notice 2023: Philip Frederick Edwards (trading as Pe Cctv Direct)
31 Jan 2023otherother

Final Notice 2023: Philip Frederick Edwards (trading as Pe Cctv Direct)

PDF Available
View Details for First Supervisory Notice 2023: Nexus Independent Financial Advisers Limited & Nexus Investment Managers Limited
31 Jan 2023otherother

First Supervisory Notice 2023: Nexus Independent Financial Advisers Limited & Nexus Investment Managers Limited

Firm: Halcyon Independent Financial Advisers Limited
PDF Available
View Details for Final Notice 2023: EI 1XCHANGE Limited
31 Jan 2023cancellationother

Final Notice 2023: EI 1XCHANGE Limited

Firm: UK EXCHANGE LIMITED
PDF Available
View Details for Final Notice 2023: Ovi Motors Ltd
31 Jan 2023cancellationother

Final Notice 2023: Ovi Motors Ltd

Firm: RNR MOTORS LTD
PDF Available
View Details for Final Notice 2023: Andrew Michael Smith (trading as TRG Houghton)
31 Jan 2023otherother

Final Notice 2023: Andrew Michael Smith (trading as TRG Houghton)

PDF Available
View Details for Final Notice 2023: Vast Cars Limited
27 Jan 2023cancellationother

Final Notice 2023: Vast Cars Limited

Firm: TM CARS LIMITED
PDF Available
View Details for Decision Notice 2022: David Amporful
20 Jan 2023otherAML

Decision Notice 2022: David Amporful

PDF Available
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