Kirt Bains

IRN: KXB01376•Active

Type

Directory Person

Known As

Kirt

Total Roles

14

Active Roles

3

Current Roles (3)

Firm	Role	Since
Societe Generale	[FCA CF] Material risk taker	20/07/2023
Societe Generale	[FCA CF] Manager of certification employee	06/02/2023
Societe Generale	[FCA CF] Client dealing	11/01/2023

Past Roles (11)

Firm	Role	From	To	Status
Nomura International Plc	[FCA CF] Manager of certification employee	04/02/2022	28/12/2022	Withdrawn
Nomura Bank International Plc.	[FCA CF] Manager of certification employee	04/02/2022	28/12/2022	Withdrawn
Nomura Bank International Plc.	[FCA CF] Material risk taker	02/02/2018	28/12/2022	Withdrawn
Nomura Bank International Plc.	[FCA CF] Client dealing	02/02/2018	28/12/2022	Withdrawn
Nomura International Plc	[FCA CF] Material risk taker	14/11/2016	28/12/2022	Withdrawn
Nomura International Plc	[FCA CF] Manager of certification employee	14/11/2016	06/07/2019	Withdrawn
Nomura International Plc	[FCA CF] Client dealing	14/11/2016	28/12/2022	Withdrawn
Nomura International Plc	CF30 Customer	11/06/2015	06/03/2016	Withdrawn
Goldman Sachs International	CF30 Customer	01/11/2007	03/06/2012	Withdrawn
Goldman Sachs International	CF21 Investment Adviser	18/11/2005	31/10/2007	Converted
Goldman Sachs International	CF22 Investment Adviser (Trainee)	30/09/2003	18/11/2005	Withdrawn