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  5. Nomura Bank International Plc.

Nomura Bank International Plc.

FRN: 204419•authorised•Profile Score
Company Status
N/A
Registration No.
01981122
Incorporated
N/A
Registered Address
Not Available

Regulatory Permissions

9 permissions across 2 categories

Designated Investment Business8 permissions
Arranging deals in investmentsDealing in investments as principalDealing in investments as agentMaking arrangementsSending dematerialised instructionsCausing dematerialised instructions to be sentAdvising (ex Pension Transfers/Opt Outs)Agreeing to carry on a regulated activity
Accepting deposits1 permissions
Accepting Deposits

Registered Individuals (50)

Full NameRoleStatus
Rory Beaton[FCA CF] Client dealingApproved
Louis-Gabriel Nicolas, Pierre-Emmanuel Dupeux[FCA CF] Client dealingApproved
Dmytro Saprykin[FCA CF] Client dealingApproved
Christophe Duval-Kieffer[FCA CF] Material risk takerApproved
Luca Franchini[FCA CF] Manager of certification employeeApproved
Adrian Richard Fisk[FCA CF] Material risk takerApproved
Hemanshu Dixit[FCA CF] Material risk takerApproved
Ahmed El Ayoubi El Idrissi[FCA CF] Manager of certification employeeApproved
Martina Ferrin[FCA CF] Client dealingApproved
Gizem Ergun[FCA CF] Client dealingApproved
View all 50 registered individuals →

Enforcement History (1)

DateAction TitleTypeReference
16/11/2009FSA Final Notice 2009: Nomura International Plc (“Nomura”)otherSourcePDF