Andrew Bernard Whitaker
IRN: ABW01038•Active
Current Roles (2)
| Firm | Role | Since |
|---|---|---|
| Nomura Asset Management Europe KVG mbH | [FCA CF] Manager of certification employee | 12/07/2023 |
| Nomura Asset Management Europe KVG mbH | [FCA CF] Client dealing | 12/07/2023 |
Past Roles (9)
| Firm | Role | From | To | Status |
|---|---|---|---|---|
| Nomura Asset Management Europe KVG mbH | [FCA CF] Client dealing | 09/12/2020 | 11/07/2023 | Withdrawn (Firm Cancellation) |
| Nomura Asset Management Europe KVG mbH | [FCA CF] Manager of certification employee | 09/12/2020 | 11/07/2023 | Withdrawn (Firm Cancellation) |
| NOMURA ASSET MANAGEMENT U.K. LIMITED | CF30 Customer | 26/06/2018 | 08/12/2019 | Withdrawn |
| Allianz Global Investors GmbH | CF30 Customer | 01/10/2013 | 13/01/2014 | Withdrawn |
| Allianz Global Investors (UK) Ltd | CF30 Customer | 08/01/2008 | 01/11/2013 | Withdrawn (Firm Cancellation) |
| RCM (UK) Limited | CF30 Customer | 08/01/2008 | 01/11/2013 | Withdrawn (Firm Cancellation) |
| RCM (UK) Limited | CF21 Investment Adviser | 19/01/2007 | 02/08/2007 | Withdrawn |
| Allianz Global Investors (UK) Ltd | CF21 Investment Adviser | 19/01/2007 | 02/08/2007 | Withdrawn |
| RCM (UK) Limited | CF22 Investment Adviser (Trainee) | 07/04/2006 | 19/01/2007 | Withdrawn (Form E) |