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FirmTracer aggregates publicly available data from official regulatory sources including the FCA Financial Services Register and Companies House. All data links directly to its original official source. This information is provided for research and due diligence purposes only and does not constitute legal or financial advice. FirmTracer is not affiliated with the Financial Conduct Authority or Companies House.

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  5. Nomura Asset Management Europe KVG mbH

Nomura Asset Management Europe KVG mbH

FRN: 983936•authorised•Profile Score
Company Status
N/A
Registration No.
N/A
Incorporated
N/A
Registered Address
Not Available

Regulatory Permissions

No permissions listed.

Registered Individuals (4)

Full NameRoleStatus
Douglas Harvey StewartSMF3 Executive DirectorApproved
Andrew Bernard Whitaker[FCA CF] Manager of certification employeeApproved
Benedictus Nanor Sackitey[FCA CF] Client dealingApproved
Simon Peter Cartwright[FCA CF] Client dealingApproved

Enforcement History (0)

No enforcement actions have been identified for this firm.