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FirmTracer is a product of GreySigma (UEN: 53458807K), registered in Singapore under ACRA. FirmTracer aggregates publicly available data from official regulatory sources including the FCA Financial Services Register and Companies House. All data links directly to its original official source. This information is provided for research and due diligence purposes only and does not constitute legal or financial advice. FirmTracer is not affiliated with the Financial Conduct Authority or Companies House.

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Enforcement Search

Filter through historical regulatory enforcement actions, fines, and prohibitions.

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Displaying 10 of 5575 matching actions
View Details for Final Notice 2022: Pembrokeshire Mortgage Centre Limited (trading as County Financial Consultants) (in liquidation)
02 Dec 2022financial penaltyother

Final Notice 2022: Pembrokeshire Mortgage Centre Limited (trading as County Financial Consultants) (in liquidation)

PDF Available
View Details for Decision Notice 2022: A
30 Nov 2022prohibition orderother

Decision Notice 2022: A

PDF Available
View Details for Decision Notice 2022: B
30 Nov 2022prohibition orderother

Decision Notice 2022: B

PDF Available
View Details for Decision Notice 2022: C
30 Nov 2022prohibition orderother

Decision Notice 2022: C

PDF Available
View Details for Final Notice 2022: Julius Baer International Limited
30 Nov 2022financial penaltyother

Final Notice 2022: Julius Baer International Limited

Firm: LH International Limited
PDF Available
View Details for Final Notice 2022: Leigh Sutcliffe (trading as AVS)
29 Nov 2022cancellationother

Final Notice 2022: Leigh Sutcliffe (trading as AVS)

PDF Available
View Details for Final Notice 2022: Kevin Peter Inwood (trading as Black Dog Motorcycles)
29 Nov 2022otherother

Final Notice 2022: Kevin Peter Inwood (trading as Black Dog Motorcycles)

PDF Available
View Details for First Supervisory Notice 2022: Lilium Markets Ltd
29 Nov 2022otherconduct

First Supervisory Notice 2022: Lilium Markets Ltd

Firm: LILIUM MARKETS LTD
PDF Available
View Details for Final Notice 2022: Maitiu Donnelly (trading as Alta Autos)
29 Nov 2022otherother

Final Notice 2022: Maitiu Donnelly (trading as Alta Autos)

PDF Available
View Details for Final Notice 2022: Naveed Hussain (trading as Star Motors)
29 Nov 2022otherother

Final Notice 2022: Naveed Hussain (trading as Star Motors)

PDF Available
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