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FirmTracer is a product of GreySigma (UEN: 53458807K), registered in Singapore under ACRA. FirmTracer aggregates publicly available data from official regulatory sources including the FCA Financial Services Register and Companies House. All data links directly to its original official source. This information is provided for research and due diligence purposes only and does not constitute legal or financial advice. FirmTracer is not affiliated with the Financial Conduct Authority or Companies House.

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Enforcement Search

Filter through historical regulatory enforcement actions, fines, and prohibitions.

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Displaying 10 of 5575 matching actions
View Details for Article 23C Benchmarks Regulation – Draft Notice of Permitted Legacy Use by Supervised Entities
03 Apr 2023otherother

Article 23C Benchmarks Regulation – Draft Notice of Permitted Legacy Use by Supervised Entities

PDF Available
View Details for Final Notice 2023: LCUK Finance Ltd
03 Apr 2023otherother

Final Notice 2023: LCUK Finance Ltd

Firm: FM FINANCE LTD
PDF Available
View Details for Article 23a Benchmarks Regulation – Notice of Designation
03 Apr 2023otherother

Article 23a Benchmarks Regulation – Notice of Designation

PDF Available
View Details for Article 23D Benchmarks Regulation – Draft Notice of Requirements
03 Apr 2023otherother

Article 23D Benchmarks Regulation – Draft Notice of Requirements

PDF Available
View Details for Article 21(3) Benchmarks Regulation – Notice of First Decision
03 Apr 2023otherother

Article 21(3) Benchmarks Regulation – Notice of First Decision

PDF Available
View Details for Notice of Decision 2023: KR Cars Limited
31 Mar 2023cancellationother

Notice of Decision 2023: KR Cars Limited

PDF Available
View Details for Final Notice 2023: Stanley Moore Motors Ltd
27 Mar 2023cancellationother

Final Notice 2023: Stanley Moore Motors Ltd

Firm: 3 STAR MOTORS LTD
PDF Available
View Details for Final Notice 2023: Smilewise Limited
27 Mar 2023cancellationother

Final Notice 2023: Smilewise Limited

Firm: SMILESITE LIMITED
PDF Available
View Details for First Supervisory Notice 2023: Independently East Limited
22 Mar 2023otherconduct

First Supervisory Notice 2023: Independently East Limited

Firm: Nhance Independent Limited
PDF Available
View Details for Final Notice 2023: Bella-Rose Group Ltd (trading as Scooter Nation)
14 Mar 2023otherother

Final Notice 2023: Bella-Rose Group Ltd (trading as Scooter Nation)

PDF Available
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