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FirmTracer is a product of GreySigma (UEN: 53458807K), registered in Singapore under ACRA. FirmTracer aggregates publicly available data from official regulatory sources including the FCA Financial Services Register and Companies House. All data links directly to its original official source. This information is provided for research and due diligence purposes only and does not constitute legal or financial advice. FirmTracer is not affiliated with the Financial Conduct Authority or Companies House.

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Enforcement Search

Filter through historical regulatory enforcement actions, fines, and prohibitions.

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Displaying 10 of 5575 matching actions
View Details for First Supervisory Notice 2023: Harvest Associates Ltd
05 Jun 2023otherother

First Supervisory Notice 2023: Harvest Associates Ltd

Firm: C & H Associates Ltd
PDF Available
View Details for Annex 4 Benchmarks Regulation – Notice of proposed modifications
31 May 2023otherother

Annex 4 Benchmarks Regulation – Notice of proposed modifications

PDF Available
View Details for Article 23B Benchmarks Regulation – Notice Specifying the Effective Date of the Prohibition on Use of Article 23A Benchmark
31 May 2023prohibition orderother

Article 23B Benchmarks Regulation – Notice Specifying the Effective Date of the Prohibition on Use of Article 23A Benchmark

PDF Available
View Details for Final Notice 2023: Kingsbridge Capital Advisors Limited
25 May 2023otherother

Final Notice 2023: Kingsbridge Capital Advisors Limited

Firm: Truenorth Capital Advisors Limited
PDF Available
View Details for Notice of Decision 2023: Compensation Advice Accident Support Ltd
25 May 2023cancellationother

Notice of Decision 2023: Compensation Advice Accident Support Ltd

PDF Available
View Details for Final Notice 2023: Columbus Legal Limited
23 May 2023cancellationother

Final Notice 2023: Columbus Legal Limited

PDF Available
View Details for Final Notice 2023: David Nicholas King
19 May 2023prohibition orderfraud

Final Notice 2023: David Nicholas King

PDF Available
View Details for First Supervisory Notice 2023: David Stock & Co Limited
19 May 2023otherconduct

First Supervisory Notice 2023: David Stock & Co Limited

Firm: DAVID SMITH LIMITED
PDF Available
View Details for Final Notice 2023: Richard John Hamilton (Trading as Hamilton Motors and Richard H Hamilton Car Sales)
19 May 2023cancellationother

Final Notice 2023: Richard John Hamilton (Trading as Hamilton Motors and Richard H Hamilton Car Sales)

PDF Available
View Details for Warning Notice Statement 23/5
18 May 2023otherconduct

Warning Notice Statement 23/5

PDF Available
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