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FirmTracer is a product of GreySigma (UEN: 53458807K), registered in Singapore under ACRA. FirmTracer aggregates publicly available data from official regulatory sources including the FCA Financial Services Register and Companies House. All data links directly to its original official source. This information is provided for research and due diligence purposes only and does not constitute legal or financial advice. FirmTracer is not affiliated with the Financial Conduct Authority or Companies House.

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Enforcement Search

Filter through historical regulatory enforcement actions, fines, and prohibitions.

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Displaying 10 of 5575 matching actions
View Details for Notice of Decision 2023: K L S (UK) LTD
13 Oct 2023cancellationother

Notice of Decision 2023: K L S (UK) LTD

PDF Available
View Details for Decision Notice 2023: James Edward Staley
12 Oct 2023otherconduct

Decision Notice 2023: James Edward Staley

PDF Available
View Details for Final Notice 2023: London Capital & Finance plc (in administration)
11 Oct 2023public censureother

Final Notice 2023: London Capital & Finance plc (in administration)

PDF Available
View Details for Notice of Decision 2023: Brennan Automotive's Ltd
10 Oct 2023cancellationother

Notice of Decision 2023: Brennan Automotive's Ltd

PDF Available
View Details for First Supervisory Notice 2023: London Court Limited
06 Oct 2023otherother

First Supervisory Notice 2023: London Court Limited

Firm: London Carz Limited
PDF Available
View Details for Final Notice 2023: Wellington Court Financial Services Limited
06 Oct 2023cancellationother

Final Notice 2023: Wellington Court Financial Services Limited

Firm: Charter Court Financial Services Limited
PDF Available
View Details for Final Notice 2023: Christopher Vincent Summers
03 Oct 2023prohibition orderother

Final Notice 2023: Christopher Vincent Summers

PDF Available
View Details for Final Notice 2023: Simon Richard Hughes
03 Oct 2023prohibition orderother

Final Notice 2023: Simon Richard Hughes

PDF Available
View Details for Notice of Decision 2023: Starkey Hire Limited
03 Oct 2023cancellationother

Notice of Decision 2023: Starkey Hire Limited

PDF Available
View Details for Final Notice 2023: ADM Investor Services International Limited
02 Oct 2023financial penaltyother

Final Notice 2023: ADM Investor Services International Limited

Firm: Gallad International Services Limited
PDF Available
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