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FirmTracer is a product of GreySigma (UEN: 53458807K), registered in Singapore under ACRA. FirmTracer aggregates publicly available data from official regulatory sources including the FCA Financial Services Register and Companies House. All data links directly to its original official source. This information is provided for research and due diligence purposes only and does not constitute legal or financial advice. FirmTracer is not affiliated with the Financial Conduct Authority or Companies House.

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Enforcement Search

Filter through historical regulatory enforcement actions, fines, and prohibitions.

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Displaying 10 of 5575 matching actions
View Details for Notice of Decision 2023: Freshwinds
23 Nov 2023cancellationother

Notice of Decision 2023: Freshwinds

PDF Available
View Details for Notice of Decision 2023: Farringdons Jewellery Limited
22 Nov 2023cancellationother

Notice of Decision 2023: Farringdons Jewellery Limited

PDF Available
View Details for Final Notice 2023: NMC Health Plc (in Administration)
17 Nov 2023public censureother

Final Notice 2023: NMC Health Plc (in Administration)

PDF Available
View Details for Notice of Decision 2023: Cargo Marine International Consultants Limited
17 Nov 2023cancellationother

Notice of Decision 2023: Cargo Marine International Consultants Limited

PDF Available
View Details for Notice of Decision 2023: Ian Slinger
16 Nov 2023cancellationother

Notice of Decision 2023: Ian Slinger

PDF Available
View Details for Notice of Decision 2023: Versus Vehicle Management Ltd
16 Nov 2023cancellationother

Notice of Decision 2023: Versus Vehicle Management Ltd

PDF Available
View Details for Final Notice 2023: Ray Alan Davis
15 Nov 2023prohibition orderother

Final Notice 2023: Ray Alan Davis

PDF Available
View Details for First Supervisory Notice 2023: KBFS Financial Limited
15 Nov 2023otherother

First Supervisory Notice 2023: KBFS Financial Limited

Firm: 44 Financial Limited
PDF Available
View Details for Notice of Decision 2023: ADS Essex Ltd
14 Nov 2023cancellationother

Notice of Decision 2023: ADS Essex Ltd

PDF Available
View Details for Notice of Decision 2023: Ivan John Barker (trading as Goodwin Park)
14 Nov 2023cancellationother

Notice of Decision 2023: Ivan John Barker (trading as Goodwin Park)

PDF Available
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