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FirmTracer is a product of GreySigma (UEN: 53458807K), registered in Singapore under ACRA. FirmTracer aggregates publicly available data from official regulatory sources including the FCA Financial Services Register and Companies House. All data links directly to its original official source. This information is provided for research and due diligence purposes only and does not constitute legal or financial advice. FirmTracer is not affiliated with the Financial Conduct Authority or Companies House.

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Enforcement Search

Filter through historical regulatory enforcement actions, fines, and prohibitions.

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Displaying 10 of 5592 matching actions
View Details for Second Supervisory Notice 2024: London Stone Securities Limited
31 Jul 2024otherother

Second Supervisory Notice 2024: London Stone Securities Limited

Firm: UNLU SECURITIES UK LIMITED
PDF Available
View Details for Notice of Decision 2024: TS12 Motors Ltd
30 Jul 2024cancellationother

Notice of Decision 2024: TS12 Motors Ltd

PDF Available
View Details for Final Notice 2024: Anthony Dale Cuming
29 Jul 2024prohibition orderconduct

Final Notice 2024: Anthony Dale Cuming

PDF Available
View Details for Final Notice 2024: Steven Harbinder Singh Sahota
29 Jul 2024prohibition orderconduct

Final Notice 2024: Steven Harbinder Singh Sahota

PDF Available
View Details for Final Notice 2024: Kyle Anthony Jones
29 Jul 2024prohibition orderconduct

Final Notice 2024: Kyle Anthony Jones

PDF Available
View Details for Notice of Decision 2024: Breezeboard Pro Limited
29 Jul 2024cancellationother

Notice of Decision 2024: Breezeboard Pro Limited

PDF Available
View Details for Final Notice July 2024: Dickson Minto Advisers LLP
29 Jul 2024otherother

Final Notice July 2024: Dickson Minto Advisers LLP

PDF Available
View Details for Final Notice 2024: Winterflood Securities Limited
29 Jul 2024otherother

Final Notice 2024: Winterflood Securities Limited

PDF Available
View Details for Final Notice 2024: Howard Kennedy Corporate Services LLP
29 Jul 2024otherother

Final Notice 2024: Howard Kennedy Corporate Services LLP

PDF Available
View Details for Notice of Decision 2024: Sarah Cohen Group Limited
29 Jul 2024cancellationother

Notice of Decision 2024: Sarah Cohen Group Limited

PDF Available
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