William Crookston
IRN: WXC00039•Active
Current Roles (8)
| Firm | Role | Since |
|---|---|---|
| Rutland Independent Wealth Management LLP | CPD4 - Personal recommendation on retail investments (not broker funds) | 18/03/2021 |
| Rutland Independent Wealth Management LLP | The Chartered Insurance Institute (CII) | 18/03/2021 |
| Rutland Independent Wealth Management LLP | CPD6 - Personal recommendation on Friendly Soc tax-exempt policies(not Holloway) | 18/03/2021 |
| Rutland Independent Wealth Management LLP | [FCA CF] Functions requiring qualifications | 09/12/2020 |
| Rutland Independent Wealth Management LLP | [FCA CF] Client dealing | 09/12/2020 |
| Rutland Independent Wealth Management LLP | SMF27 Partner | 09/12/2019 |
| Rutland Independent Wealth Management LLP | SMF17 Money Laundering Reporting Officer (MLRO) | 09/12/2019 |
| Rutland Independent Wealth Management LLP | Responsible for Insurance Distribution | 01/10/2018 |
Past Roles (24)
| Firm | Role | From | To | Status |
|---|---|---|---|---|
| Rutland Independent Wealth Management LLP | SMF16 Compliance Oversight | 09/12/2019 | 09/12/2021 | Withdrawn |
| Rutland Independent Wealth Management LLP | CF10 Compliance Oversight | 20/07/2015 | 08/12/2019 | Withdrawn |
| Rutland Independent Wealth Management LLP | Responsible for Insurance Mediation | 20/07/2015 | 30/09/2018 | Converted |
| Rutland Independent Wealth Management LLP | CF30 Customer | 20/07/2015 | 08/12/2019 | Withdrawn |
| Rutland Independent Wealth Management LLP | CF11 Money Laundering Reporting | 20/07/2015 | 08/12/2019 | Withdrawn |
| Rutland Independent Wealth Management LLP | CF4 Partner | 20/07/2015 | 08/12/2019 | Withdrawn |
| Rutland Independent LLP | Employed By | 09/05/2013 | 25/09/2015 | Terminated |
| 2 Plan Wealth Management Limited | CF4 Partner (AR) | 09/05/2013 | 25/09/2015 | Withdrawn |
| 2 Plan Wealth Management Limited | CF30 Customer | 13/12/2012 | 25/09/2015 | Withdrawn |
| Rutland Investment Managers Limited | CF30 Customer | 05/10/2011 | 21/12/2012 | Withdrawn |
| Rutland Investment Managers LLP | CF30 Customer | 11/05/2011 | 11/10/2011 | Withdrawn (Firm Cancellation) |
| Baker Tilly Financial Management Limited | CF30 Customer | 25/06/2009 | 29/04/2011 | Withdrawn |
| Abercrombie Pension and Investment Planning (Scotland) Limited | CF30 Customer | 14/01/2008 | 10/09/2009 | Withdrawn (Firm Cancellation) |
| Sesame Limited | CF30 Customer | 01/11/2007 | 30/12/2007 | Withdrawn |
| Abercrombie Pension & Investment Planning Ltd | Employed By | 09/09/2004 | 30/12/2007 | Terminated |
| Sesame Limited | CF21 Investment Adviser | 01/08/2003 | 31/10/2007 | Converted |
| Sesame Limited | CF24 Pension Transfer Specialist | 01/08/2003 | 28/04/2005 | Withdrawn |
| Zurich Advice Network Limited | CF4 Partner (AR) | 13/06/2003 | 13/06/2003 | Withdrawn |
| Abercrombie Financial Consultancy | Employed By | 13/06/2003 | 14/08/2003 | Terminated |
| Zurich Advice Network Limited | CF22 Investment Adviser (Trainee) | 13/06/2003 | 12/08/2003 | Withdrawn |
| Addiscombe Group Limited | CF22 Investment Adviser (Trainee) | 17/02/2003 | 24/06/2003 | Withdrawn |
| Countrywide Independent Advisers Limited | CF24 Pension Transfer Specialist | 01/12/2001 | 31/07/2003 | Withdrawn |
| Countrywide Independent Advisers Limited | CF21 Investment Adviser | 01/12/2001 | 31/07/2003 | Withdrawn |
| Abercrombie Pension & Investment Planning Ltd | Employed By | 16/03/2000 | 24/06/2003 | Terminated |