William Antony Fuller

IRN: WAF00004•Active
Type
Approved Person
Known As
Will
Total Roles
29
Active Roles
9

Current Roles (9)

FirmRoleSince
Castle Sundborn LimitedCPD7 - Personal recommendation on long-term care insurance17/10/2023
Castle Sundborn LimitedCPD4 - Personal recommendation on retail investments (not broker funds)09/08/2021
Castle Sundborn LimitedThe Chartered Insurance Institute (CII)09/08/2021
Castle Sundborn LimitedCPD6 - Personal recommendation on Friendly Soc tax-exempt policies(not Holloway)09/08/2021
Fuller Wealth ManagementEmployed By04/05/2021
Castle Sundborn LimitedCF1 Director (AR)04/05/2021
Castle Sundborn LimitedCF30 Customer04/05/2021
Castle Sundborn Limited[FCA CF] Client dealing01/04/2021
Castle Sundborn Limited[FCA CF] Functions requiring qualifications01/04/2021

Past Roles (20)

FirmRoleFromToStatus
Bankhouse Financial Management LtdCPD9A - Advising on P2P agreements25/06/202014/07/2021Withdrawn
Bankhouse Financial Management LtdCPD6 - Personal recommendation on Friendly Soc tax-exempt policies(not Holloway)25/06/202014/07/2021Withdrawn
Bankhouse Financial Management LtdCPD7 - Personal recommendation on long-term care insurance25/06/202014/07/2021Withdrawn
Bankhouse Financial Management LtdCPD20 - Advising or arranging regulated mortgage contracts25/06/202014/07/2021Withdrawn
Bankhouse Financial Management LtdCPD21 - Advising or arranging equity release transactions25/06/202014/07/2021Withdrawn
Bankhouse Financial Management LtdThe Chartered Insurance Institute (CII)25/06/202014/07/2021Withdrawn
Bankhouse Financial Management LtdCPD4 - Personal recommendation on retail investments (not broker funds)25/06/202014/07/2021Withdrawn
Bankhouse Financial Management Ltd[FCA CF] Client dealing09/12/201930/06/2021Withdrawn
Bankhouse Financial Management LtdSMF3 Executive Director09/12/201930/06/2021Withdrawn
Bankhouse Financial Management Ltd[FCA CF] Manager of certification employee09/12/201930/06/2021Withdrawn
Bankhouse Financial Management Ltd[FCA CF] Functions requiring qualifications09/12/201930/06/2021Withdrawn
Bankhouse Financial Management LtdSMF17 Money Laundering Reporting Officer (MLRO)09/12/201930/06/2021Withdrawn
Bankhouse Financial Management LtdResponsible for Insurance Distribution01/10/201830/06/2021Withdrawn
Bankhouse Financial Management LtdCF30 Customer01/11/200708/12/2019Withdrawn
Bankhouse Financial Management LtdResponsible for Insurance Mediation14/01/200530/09/2018Converted
Bankhouse Financial Management LtdCF21 Investment Adviser21/01/200431/10/2007Converted
Bankhouse Financial Management LtdCF11 Money Laundering Reporting21/01/200408/12/2019Withdrawn
Bankhouse Financial Management LtdCF1 Director21/01/200408/12/2019Withdrawn
Chambers Independent Financial Advisers LtdCF21 Investment Adviser05/06/200201/02/2004Withdrawn
Chambers Independent Financial Advisers LtdCF22 Investment Adviser (Trainee)01/12/200105/06/2002Withdrawn