Robert Michael Windust
IRN: RMW00008•Active
Current Roles (6)
| Firm | Role | Since |
|---|---|---|
| First Option | Sole trader dealing with clients for which they require qualification | 29/04/2021 |
| First Option | CPD4 - Personal recommendation on retail investments (not broker funds) | 29/04/2021 |
| First Option | CPD20 - Advising or arranging regulated mortgage contracts | 29/04/2021 |
| First Option | The London Institute of Banking and Finance (LIBF) - formerly known as IFS | 29/04/2021 |
| First Option | SMF16 Compliance Oversight | 09/12/2019 |
| First Option | SMF17 Money Laundering Reporting Officer (MLRO) | 09/12/2019 |
Past Roles (7)
| Firm | Role | From | To | Status |
|---|---|---|---|---|
| First Option | CF30 Customer | 01/11/2007 | 08/12/2019 | Withdrawn |
| First Option | CF21 Investment Adviser | 01/06/2005 | 31/10/2007 | Converted |
| First Option | CF10 Compliance Oversight | 01/06/2005 | 08/12/2019 | Withdrawn |
| First Option | CF11 Money Laundering Reporting | 01/06/2005 | 08/12/2019 | Withdrawn |
| Investment Strategies (UK) Limited | CF21 Investment Adviser | 01/12/2001 | 31/05/2005 | Withdrawn |
| Investment Strategies (UK) Limited | CF7 Sole Trader (AR) | 01/12/2001 | 31/05/2005 | Withdrawn |
| First Option | Employed By | 01/10/1998 | 31/05/2005 | Terminated |