Robert Edwin Henn
IRN: REH00013•Active
Current Roles (8)
| Firm | Role | Since |
|---|---|---|
| Robert Nicholas Financial Advisers Ltd | The Chartered Insurance Institute (CII) | 08/12/2020 |
| Robert Nicholas Financial Advisers Ltd | [FCA CF] Functions requiring qualifications | 08/12/2020 |
| Robert Nicholas Financial Advisers Ltd | [FCA CF] Client dealing | 08/12/2020 |
| Robert Nicholas Financial Advisers Ltd | CPD4 - Personal recommendation on retail investments (not broker funds) | 08/12/2020 |
| Robert Nicholas Financial Advisers Ltd | CPD6 - Personal recommendation on Friendly Soc tax-exempt policies(not Holloway) | 08/12/2020 |
| Robert Nicholas Financial Advisers Ltd | CPD20 - Advising or arranging regulated mortgage contracts | 08/12/2020 |
| Robert Nicholas Financial Advisers Ltd | CPD21 - Advising or arranging equity release transactions | 08/12/2020 |
| Robert Nicholas Financial Advisers Ltd | SMF3 Executive Director | 09/12/2019 |
Past Roles (9)
| Firm | Role | From | To | Status |
|---|---|---|---|---|
| Robert Nicholas Financial Advisers Ltd | CF30 Customer | 01/11/2007 | 08/12/2019 | Withdrawn |
| Robert Nicholas Financial Advisers Ltd | CF21 Investment Adviser | 05/05/2006 | 31/10/2007 | Converted |
| Robert Nicholas Financial Advisers Ltd | CF1 Director | 05/05/2006 | 08/12/2019 | Withdrawn |
| Robert Nicholas Financial Advisers Ltd | CF8 Apportionment and Oversight | 05/05/2006 | 31/03/2009 | Withdrawn |
| Sesame Limited | CF4 Partner (AR) | 01/08/2003 | 28/09/2006 | Withdrawn |
| Sesame Limited | CF21 Investment Adviser | 01/08/2003 | 28/09/2006 | Qualified Withdrawal |
| Robert Nicholas Partnership | Employed By | 01/12/2001 | 28/09/2006 | Terminated |
| Countrywide Independent Advisers Limited | CF21 Investment Adviser | 01/12/2001 | 31/07/2003 | Withdrawn |
| Countrywide Independent Advisers Limited | CF4 Partner (AR) | 01/12/2001 | 31/07/2003 | Withdrawn |