| Regent Healthcare Limited | SMF1 Chief Executive | 19/12/2023 | 24/06/2024 | Withdrawn (Firm Cancellation) |
| Regent Healthcare Limited | Responsible for Insurance Distribution | 19/12/2023 | 24/06/2024 | Withdrawn (Firm Cancellation) |
| I F M Insurance Brokers (Midlands) Ltd | Responsible for Insurance Distribution | 10/08/2023 | 21/05/2024 | Withdrawn (Firm Cancellation) |
| Ives & Taylor Insurances Ltd | Responsible for Insurance Distribution | 10/08/2023 | 20/03/2025 | Withdrawn (Firm Cancellation) |
| Focus Oxford Risk Management Ltd | Responsible for Insurance Distribution | 03/08/2023 | 22/05/2024 | Withdrawn (Firm Cancellation) |
| Direct Healthline Ltd | Responsible for Insurance Distribution | 07/11/2022 | 15/11/2023 | Withdrawn (Firm Cancellation) |
| Direct Healthline Ltd | SMF1 Chief Executive | 07/11/2022 | 15/11/2023 | Withdrawn (Firm Cancellation) |
| Versatile Insurance Professionals Limited | Responsible for Insurance Distribution | 25/05/2022 | 03/11/2023 | Withdrawn (Firm Cancellation) |
| F & N (Reading) Ltd | Responsible for Insurance Distribution | 25/05/2022 | 14/08/2024 | Withdrawn (Firm Cancellation) |
| WH Adams & Co (Brokers) Ltd | Responsible for Insurance Distribution | 25/05/2022 | 15/01/2024 | Withdrawn (Firm Cancellation) |
| Health Matters (UK) Limited | Responsible for Insurance Distribution | 25/05/2022 | 17/01/2024 | Withdrawn (Firm Cancellation) |
| C G I Insurance Services Ltd | Responsible for Insurance Distribution | 25/05/2022 | 20/12/2024 | Withdrawn (Firm Cancellation) |
| La Playa Ltd | Responsible for Insurance Distribution | 20/05/2022 | 21/06/2024 | Withdrawn (Firm Cancellation) |
| Health Matters (UK) Limited | SMF1 Chief Executive | 08/04/2022 | 17/01/2024 | Withdrawn (Firm Cancellation) |
| I F M Insurance Brokers (Midlands) Ltd | SMF1 Chief Executive | 18/02/2022 | 21/05/2024 | Withdrawn (Firm Cancellation) |
| Ives & Taylor Insurances Ltd | SMF1 Chief Executive | 21/12/2021 | 20/03/2025 | Withdrawn (Firm Cancellation) |
| WH Adams & Co (Brokers) Ltd | SMF1 Chief Executive | 14/12/2021 | 15/01/2024 | Withdrawn (Firm Cancellation) |
| Focus Oxford Risk Management Ltd | SMF1 Chief Executive | 09/12/2021 | 22/05/2024 | Withdrawn (Firm Cancellation) |
| Versatile Insurance Professionals Limited | SMF1 Chief Executive | 26/02/2021 | 03/11/2023 | Withdrawn (Firm Cancellation) |
| C G I Insurance Services Ltd | SMF1 Chief Executive | 26/02/2021 | 20/12/2024 | Withdrawn (Firm Cancellation) |
| La Playa Ltd | SMF1 Chief Executive | 25/02/2021 | 21/06/2024 | Withdrawn (Firm Cancellation) |
| F & N (Reading) Ltd | SMF1 Chief Executive | 17/02/2021 | 14/08/2024 | Withdrawn (Firm Cancellation) |
| Central Insurance Services Ltd | Responsible for Insurance Mediation | 09/10/2018 | 01/04/2019 | Withdrawn |
| Central Insurance Services Ltd | CF3 Chief Executive | 09/10/2018 | 01/04/2019 | Withdrawn |
| Jelf Insurance Brokers Limited | Responsible for Insurance Distribution | 01/10/2018 | 01/04/2019 | Withdrawn |
| BBPS Limited | Responsible for Insurance Distribution | 01/10/2018 | 01/04/2019 | Withdrawn |
| Clark Thomson Insurance Brokers Ltd | Responsible for Insurance Distribution | 01/10/2018 | 01/04/2019 | Withdrawn |
| SME Insurance Services Ltd | Responsible for Insurance Distribution | 01/10/2018 | 08/03/2019 | Withdrawn (Firm Cancellation) |
| Bluefin Insurance Services Limited | Responsible for Insurance Distribution | 01/10/2018 | 01/04/2019 | Withdrawn |
| Clark Thomson Insurance Brokers Ltd | CF3 Chief Executive | 04/06/2018 | 01/04/2019 | Withdrawn |
| Clark Thomson Insurance Brokers Ltd | CF1 Director | 04/06/2018 | 01/04/2019 | Withdrawn |
| Clark Thomson Insurance Brokers Ltd | Responsible for Insurance Mediation | 04/06/2018 | 30/09/2018 | Converted |
| Jelf Commercial Finance Limited | Employed By | 06/04/2018 | 01/04/2019 | Terminated |
| Jelf Risk Management Ltd | Employed By | 05/04/2018 | 01/04/2019 | Terminated |
| Central Insurance Services Ltd | CF1 Director | 19/10/2017 | 01/04/2019 | Withdrawn |
| The Purple Partnership Limited | Employed By | 05/04/2017 | 01/04/2019 | Terminated |
| Jelf Insurance Brokers Limited | CF1 Director (AR) | 05/04/2017 | 01/04/2019 | Withdrawn |
| MARSH LIMITED | CF1 Director | 17/03/2017 | 01/04/2019 | Withdrawn |
| Bluefin Insurance Services Limited | CF3 Chief Executive | 17/03/2017 | 01/04/2019 | Withdrawn |
| SME Insurance Services Ltd | Responsible for Insurance Mediation | 17/03/2017 | 30/09/2018 | Converted |
| Bluefin Insurance Services Limited | Responsible for Insurance Mediation | 17/03/2017 | 30/09/2018 | Converted |
| SME Insurance Services Ltd | CF3 Chief Executive | 17/03/2017 | 08/03/2019 | Withdrawn (Firm Cancellation) |
| BBPS Limited | Responsible for Insurance Mediation | 17/03/2017 | 30/09/2018 | Converted |
| BBPS Limited | CF3 Chief Executive | 17/03/2017 | 01/04/2019 | Withdrawn |
| Jelf Wellbeing Limited | CF3 Chief Executive | 16/02/2017 | 16/08/2018 | Withdrawn (Firm Cancellation) |
| Jelf Wellbeing Limited | Responsible for Insurance Mediation | 16/02/2017 | 16/08/2018 | Withdrawn (Firm Cancellation) |
| BBPS Limited | CF1 Director | 23/01/2017 | 01/04/2019 | Withdrawn |
| Bluefin Insurance Services Limited | CF1 Director | 23/01/2017 | 01/04/2019 | Withdrawn |
| MARSH LIMITED | CF29 Significant management | 10/08/2016 | 17/03/2017 | Withdrawn |
| SME Insurance Services Ltd | CF1 Director | 10/08/2016 | 08/03/2019 | Withdrawn (Firm Cancellation) |
| Hamilton Bond Limited | CF1 Director | 05/06/2015 | 01/04/2019 | Withdrawn |
| Jelf Insurance Brokers Limited | Responsible for Insurance Mediation | 15/09/2010 | 30/09/2018 | Converted |
| Jelf Insurance Brokers Limited | CF3 Chief Executive | 17/05/2010 | 01/04/2019 | Withdrawn |
| John Lampier & Son Ltd | CF3 Chief Executive | 17/05/2010 | 15/10/2010 | Withdrawn (Firm Cancellation) |
| Clarke Roxburgh Insurance Brokers Limited | CF3 Chief Executive | 10/02/2010 | 15/10/2010 | Withdrawn (Firm Cancellation) |
| Clarke Roxburgh Insurance Brokers Limited | CF1 Director | 10/02/2010 | 15/10/2010 | Withdrawn (Firm Cancellation) |
| Argyll Insurance Services Ltd | Responsible for Insurance Mediation | 19/10/2009 | 21/12/2009 | Withdrawn |
| Argyll Insurance Services Ltd | CF3 Chief Executive | 19/10/2009 | 15/10/2010 | Withdrawn (Firm Cancellation) |
| Argyll Insurance Services Ltd | CF1 Director | 18/02/2009 | 15/10/2010 | Withdrawn (Firm Cancellation) |
| Argyll Financial Services Limited | CF1 Director | 18/02/2009 | 05/10/2009 | Withdrawn (Firm Cancellation) |
| Manson Warner Healthcare Ltd | CF8 Apportionment and Oversight | 08/01/2009 | 31/03/2009 | Withdrawn |
| Manson Insurance Brokers Limited | CF3 Chief Executive | 08/01/2009 | 15/10/2010 | Withdrawn (Firm Cancellation) |
| Manson Insurance Brokers Limited | CF8 Apportionment and Oversight | 08/01/2009 | 31/03/2009 | Withdrawn |
| Manson Insurance Brokers Limited | CF1 Director | 08/01/2009 | 15/10/2010 | Withdrawn (Firm Cancellation) |
| Manson Warner Healthcare Ltd | CF1 Director | 08/01/2009 | 15/10/2010 | Withdrawn (Firm Cancellation) |
| Manson Warner Healthcare Ltd | CF3 Chief Executive | 08/01/2009 | 15/10/2010 | Withdrawn (Firm Cancellation) |
| Manson Financial Services Limited | CF3 Chief Executive | 08/01/2009 | 05/10/2009 | Withdrawn (Firm Cancellation) |
| Manson Financial Services Limited | CF1 Director | 08/01/2009 | 05/10/2009 | Withdrawn (Firm Cancellation) |
| Manson Financial Services Limited | CF8 Apportionment and Oversight | 08/01/2009 | 31/03/2009 | Withdrawn |
| Jelf Wellbeing Limited | CF11 Money Laundering Reporting | 01/10/2008 | 20/02/2009 | Withdrawn |
| Jelf Wellbeing Limited | CF10 Compliance Oversight | 01/10/2008 | 20/02/2009 | Withdrawn |
| JELF Financial Planning Ltd | CF10 Compliance Oversight | 03/06/2008 | 16/09/2008 | Withdrawn |
| JELF Financial Planning Ltd | CF11 Money Laundering Reporting | 03/06/2008 | 16/09/2008 | Withdrawn |
| Argyll Financial Services Limited | CF11 Money Laundering Reporting | 23/04/2008 | 16/09/2008 | Withdrawn |
| Argyll Financial Services Limited | CF10 Compliance Oversight | 23/04/2008 | 16/09/2008 | Withdrawn |
| Clarke Roxburgh Mortgages Ltd | CF11 Money Laundering Reporting | 22/04/2008 | 16/09/2008 | Withdrawn |
| Clarke Roxburgh Mortgages Ltd | CF10 Compliance Oversight | 22/04/2008 | 16/09/2008 | Withdrawn |
| Clarke Roxburgh Mortgages Ltd | CF28 Systems and controls | 22/04/2008 | 16/09/2008 | Withdrawn |
| Clarke Roxburgh Financial Planning Limited | CF11 Money Laundering Reporting | 22/04/2008 | 16/09/2008 | Withdrawn |
| Clarke Roxburgh Financial Planning Limited | CF10 Compliance Oversight | 22/04/2008 | 16/09/2008 | Withdrawn |
| Clarke Roxburgh Financial Planning Limited | CF28 Systems and controls | 22/04/2008 | 16/09/2008 | Withdrawn |
| Goss & Co. (Financial Services) Limited | CF28 Systems and controls | 01/11/2007 | 30/11/2007 | Withdrawn (Firm Cancellation) |
| John Lampier & Son Ltd | CF28 Systems and controls | 01/11/2007 | 16/09/2008 | Withdrawn |
| JELF Financial Planning Ltd | CF28 Systems and controls | 01/11/2007 | 16/09/2008 | Withdrawn |
| Goss & Co. (Insurance Brokers) Limited | CF28 Systems and controls | 01/11/2007 | 30/11/2007 | Withdrawn (Firm Cancellation) |
| Auto Business Solutions Ltd | CF28 Systems and controls | 01/11/2007 | 30/11/2007 | Withdrawn (Firm Cancellation) |
| Jelf Corporate Healthcare Ltd | CF28 Systems and controls | 01/11/2007 | 03/12/2007 | Withdrawn (Firm Cancellation) |
| Jelf Insurance Brokers Limited | CF28 Systems and controls | 01/11/2007 | 16/09/2008 | Withdrawn |
| Access Underwriting Agencies Limited | CF28 Systems and controls | 01/11/2007 | 25/01/2008 | Withdrawn (Firm Cancellation) |
| Jelf Wellbeing Limited | CF28 Systems and controls | 01/11/2007 | 16/09/2008 | Withdrawn |
| Goss Risk Management Limited | CF28 Systems and controls | 01/11/2007 | 16/09/2008 | Withdrawn |
| John Lampier & Son Ltd | CF1 Director | 18/10/2007 | 15/10/2010 | Withdrawn (Firm Cancellation) |
| John Lampier & Son Ltd | CF14 Risk Assessment | 18/10/2007 | 31/10/2007 | Converted |
| Jelf Wellbeing Limited | CF14 Risk Assessment | 08/03/2007 | 31/10/2007 | Converted |
| Jelf Wellbeing Limited | CF1 Director | 08/03/2007 | 16/08/2018 | Withdrawn (Firm Cancellation) |
| Goss & Co. (Financial Services) Limited | CF11 Money Laundering Reporting | 01/02/2007 | 01/09/2007 | Withdrawn |
| Goss Risk Management Limited | CF1 Director | 01/02/2007 | 12/01/2010 | Withdrawn (Firm Cancellation) |
| Goss Risk Management Limited | CF14 Risk Assessment | 01/02/2007 | 31/10/2007 | Converted |
| Auto Business Solutions Ltd | CF14 Risk Assessment | 01/02/2007 | 31/10/2007 | Converted |
| Access Underwriting Agencies Limited | CF14 Risk Assessment | 01/02/2007 | 31/10/2007 | Converted |
| Goss & Co. (Financial Services) Limited | CF14 Risk Assessment | 01/02/2007 | 31/10/2007 | Converted |
| Goss & Co. (Financial Services) Limited | CF10 Compliance Oversight | 01/02/2007 | 01/09/2007 | Withdrawn |
| Auto Business Solutions Ltd | CF1 Director | 01/02/2007 | 30/11/2007 | Withdrawn (Firm Cancellation) |
| Goss & Co. (Financial Services) Limited | CF1 Director | 01/02/2007 | 30/11/2007 | Withdrawn (Firm Cancellation) |
| Jelf Insurance Brokers Limited | CF1 Director | 01/02/2007 | 01/04/2019 | Withdrawn |
| Jelf Insurance Brokers Limited | CF14 Risk Assessment | 01/02/2007 | 31/10/2007 | Converted |
| JELF Financial Planning Ltd | CF11 Money Laundering Reporting | 11/09/2006 | 01/09/2007 | Withdrawn |
| JELF Financial Planning Ltd | CF10 Compliance Oversight | 26/06/2006 | 01/09/2007 | Withdrawn |
| Jelf Corporate Healthcare Ltd | CF14 Risk Assessment | 26/06/2006 | 31/10/2007 | Converted |
| Goss & Co. (Insurance Brokers) Limited | CF14 Risk Assessment | 26/06/2006 | 31/10/2007 | Converted |
| JELF Financial Planning Ltd | CF14 Risk Assessment | 26/06/2006 | 31/10/2007 | Converted |
| Goss & Co. (Insurance Brokers) Limited | CF1 Director | 14/01/2005 | 30/11/2007 | Withdrawn (Firm Cancellation) |
| Jelf Insurance Brokers (Wessex) Ltd | CF1 Director | 14/01/2005 | 28/02/2006 | Withdrawn (Firm Cancellation) |
| Jelf Corporate Healthcare Ltd | CF1 Director | 14/01/2005 | 03/12/2007 | Withdrawn (Firm Cancellation) |
| JELF Financial Planning Ltd | CF1 Director | 05/01/2004 | 19/11/2015 | Withdrawn |
| Hargreaves Lansdown Advisory Services Limited | CF17 Significant Mgt (Other Business Operations) | 04/06/2003 | 25/06/2003 | Withdrawn |
| PPP Lifetime Care Plc | CF16 Significant Mgt (Desgntd Investment Business) | 01/12/2001 | 11/11/2002 | Qualified Withdrawal |
| AXA Fund Managers Limited | CF16 Significant Mgt (Desgntd Investment Business) | 01/12/2001 | 27/05/2002 | Withdrawn |
| Sun Life Pensions Management Limited | CF16 Significant Mgt (Desgntd Investment Business) | 01/12/2001 | 11/11/2002 | Qualified Withdrawal |
| Aviva Administration Limited | CF16 Significant Mgt (Desgntd Investment Business) | 01/12/2001 | 11/11/2002 | Qualified Withdrawal |
| Friends Life Company Limited | CF16 Significant Mgt (Desgntd Investment Business) | 01/12/2001 | 11/11/2002 | Qualified Withdrawal |
| AXA Equity and Law Life Assurance Society plc | CF16 Significant Mgt (Desgntd Investment Business) | 01/12/2001 | 15/04/2002 | Withdrawn |
| Sun Life Unit Assurance Limited | CF16 Significant Mgt (Desgntd Investment Business) | 01/12/2001 | 11/11/2002 | Qualified Withdrawal |
| Friends Life Assurance Society Limited | CF16 Significant Mgt (Desgntd Investment Business) | 01/12/2001 | 11/11/2002 | Qualified Withdrawal |
| Elevate Portfolio Services Limited | CF16 Significant Mgt (Desgntd Investment Business) | 01/12/2001 | 11/11/2002 | Qualified Withdrawal |