Matthew Finch

IRN: MXF00351•Active
Type
Approved Person
Known As
Matt
Total Roles
26
Active Roles
10

Current Roles (10)

FirmRoleSince
Bentley Reid & Co (UK) LimitedCF30 Customer05/06/2025
Viaduct Advisory LimitedEmployed By05/06/2025
Bentley Reid & Co (UK) LimitedThe Chartered Insurance Institute (CII)11/02/2025
Bentley Reid & Co (UK) LimitedCPD18 - Administrative life policies functions11/02/2025
Bentley Reid & Co (UK) Limited[FCA CF] Functions requiring qualifications11/02/2025
Bentley Reid & Co (UK) LimitedCPD17 - Administrative functions in relation to managing investments11/02/2025
Bentley Reid & Co (UK) LimitedCPD14 - Managing investments11/02/2025
Bentley Reid & Co (UK) LimitedCPD4 - Personal recommendation on retail investments (not broker funds)11/02/2025
Bentley Reid & Co (UK) LimitedCPD2 - Personal recommendation on Securities (not SHP/PPP/Broker funds)11/02/2025
Bentley Reid & Co (UK) Limited[FCA CF] Client dealing11/02/2025

Past Roles (16)

FirmRoleFromToStatus
Seven Investment Management LLPCPD4 - Personal recommendation on retail investments (not broker funds)13/05/202425/09/2024Withdrawn
7IM Investment and Retirement Solutions LimitedCPD6 - Personal recommendation on Friendly Soc tax-exempt policies(not Holloway)02/05/202425/09/2024Withdrawn
Seven Investment Management LLPCPD6 - Personal recommendation on Friendly Soc tax-exempt policies(not Holloway)02/05/202425/09/2024Withdrawn
7IM Investment and Retirement Solutions Limited[FCA CF] Functions requiring qualifications02/05/202425/09/2024Withdrawn
7IM Investment and Retirement Solutions LimitedCPD4 - Personal recommendation on retail investments (not broker funds)02/05/202425/09/2024Withdrawn
7IM Investment and Retirement Solutions LimitedThe Chartered Institute for Securities and Investment (CISI)02/05/202425/09/2024Withdrawn
Seven Investment Management LLPCPD4 - Personal recommendation on retail investments (not broker funds)28/04/202302/05/2024Withdrawn
Seven Investment Management LLP[FCA CF] Functions requiring qualifications28/04/202325/09/2024Withdrawn
Seven Investment Management LLPThe Chartered Institute for Securities and Investment (CISI)28/04/202325/09/2024Withdrawn
Quilter Financial LimitedCPD6 - Personal recommendation on Friendly Soc tax-exempt policies(not Holloway)13/07/202215/11/2022Withdrawn
Quilter Financial LimitedAppointed rep dealing with clients for which they require qualification13/07/202207/11/2022Withdrawn
Quilter Financial LimitedCPD4 - Personal recommendation on retail investments (not broker funds)13/07/202215/11/2022Withdrawn
Quilter Financial LimitedThe Chartered Insurance Institute (CII)13/07/202215/11/2022Withdrawn
Quilter Financial LimitedCPD20 - Advising or arranging regulated mortgage contracts13/07/202215/11/2022Withdrawn
Unividual LimitedEmployed By05/07/202207/11/2022Terminated
Quilter Financial LimitedCF30 Customer05/07/202207/11/2022Withdrawn