| Firm | Role | Since |
|---|---|---|
| Protean Capital LLP | CPD17 - Administrative functions in relation to managing investments | 31/03/2021 |
| Protean Capital LLP | CPD2 - Personal recommendation on Securities (not SHP/PPP/Broker funds) | 31/03/2021 |
| Protean Capital LLP | CPD3 - Personal recommendation on derivatives | 31/03/2021 |
| Protean Capital LLP | CPD9A - Advising on P2P agreements | 31/03/2021 |
| Protean Capital LLP | CPD12 - Personal recommendation/dealing in securities (not SHP/PPP/Broker funds) | 31/03/2021 |
| Protean Capital LLP | CPD13 - Personal recommendation/dealing with derivatives | 31/03/2021 |
| Protean Capital LLP | CPD14 - Managing investments | 31/03/2021 |
| Protean Capital LLP | CPD15 - Operating/trustee/depository of a collective investment scheme | 31/03/2021 |
| Protean Capital LLP | [FCA CF] Client dealing | 09/12/2019 |
| Protean Capital LLP | SMF17 Money Laundering Reporting Officer (MLRO) | 09/12/2019 |
| Protean Capital LLP | SMF16 Compliance Oversight | 09/12/2019 |
| Protean Capital LLP | SMF27 Partner | 09/12/2019 |
| Protean Capital LLP | [FCA CF] Significant management | 09/12/2019 |
| Protean Capital LLP | [FCA CF] Functions requiring qualifications | 09/12/2019 |
| Protean Capital LLP | [FCA CF] Manager of certification employee | 09/12/2019 |
| Protean Capital LLP | [FCA CF] Material risk taker | 09/12/2019 |
| Protean Capital LLP | Responsible for Insurance Distribution | 01/10/2018 |