Martin John Haines
IRN: MJH00022•Active
Current Roles (9)
| Firm | Role | Since |
|---|---|---|
| Martin John Haines | The Chartered Insurance Institute (CII) | 08/12/2020 |
| Martin John Haines | CPD4 - Personal recommendation on retail investments (not broker funds) | 08/12/2020 |
| Martin John Haines | CPD6 - Personal recommendation on Friendly Soc tax-exempt policies(not Holloway) | 08/12/2020 |
| Martin John Haines | [FCA CF] Manager of certification employee | 09/12/2019 |
| Martin John Haines | [FCA CF] Client dealing | 09/12/2019 |
| Martin John Haines | Sole trader dealing with clients for which they require qualification | 09/12/2019 |
| Martin John Haines | SMF17 Money Laundering Reporting Officer (MLRO) | 09/12/2019 |
| Martin John Haines | SMF16 Compliance Oversight | 09/12/2019 |
| Martin John Haines | Responsible for Insurance Distribution | 01/10/2018 |
Past Roles (7)
| Firm | Role | From | To | Status |
|---|---|---|---|---|
| Martin John Haines | CF30 Customer | 19/03/2013 | 08/12/2019 | Withdrawn |
| Martin John Haines | CF11 Money Laundering Reporting | 19/08/2008 | 08/12/2019 | Withdrawn |
| Martin John Haines | CF30 Customer | 01/11/2007 | 31/12/2012 | Withdrawn |
| Martin John Haines | Responsible for Insurance Mediation | 14/01/2005 | 30/09/2018 | Converted |
| Martin John Haines | CF21 Investment Adviser | 29/05/2002 | 31/10/2007 | Converted |
| Martin John Haines | CF10 Compliance Oversight | 29/05/2002 | 08/12/2019 | Withdrawn |
| Investment Strategies (UK) Limited | CF21 Investment Adviser | 01/12/2001 | 27/05/2002 | Withdrawn |