Lorna Caldecott
IRN: LJW00017•Active
Current Roles (6)
| Firm | Role | Since |
|---|---|---|
| CATHEDRAL INDEPENDENT FINANCIAL PLANNING LIMITED | CPD4 - Personal recommendation on retail investments (not broker funds) | 12/06/2020 |
| CATHEDRAL INDEPENDENT FINANCIAL PLANNING LIMITED | CPD6 - Personal recommendation on Friendly Soc tax-exempt policies(not Holloway) | 12/06/2020 |
| CATHEDRAL INDEPENDENT FINANCIAL PLANNING LIMITED | The London Institute of Banking and Finance (LIBF) - formerly known as IFS | 12/06/2020 |
| CATHEDRAL INDEPENDENT FINANCIAL PLANNING LIMITED | [FCA CF] Functions requiring qualifications | 09/12/2019 |
| CATHEDRAL INDEPENDENT FINANCIAL PLANNING LIMITED | SMF3 Executive Director | 09/12/2019 |
| CATHEDRAL INDEPENDENT FINANCIAL PLANNING LIMITED | [FCA CF] Client dealing | 09/12/2019 |
Past Roles (8)
| Firm | Role | From | To | Status |
|---|---|---|---|---|
| CATHEDRAL INDEPENDENT FINANCIAL PLANNING LIMITED | CF28 Systems and controls | 01/11/2007 | 03/01/2017 | Withdrawn |
| CATHEDRAL INDEPENDENT FINANCIAL PLANNING LIMITED | CF30 Customer | 01/11/2007 | 08/12/2019 | Withdrawn |
| CATHEDRAL INDEPENDENT FINANCIAL PLANNING LIMITED | CF13 Finance | 01/07/2004 | 31/10/2007 | Converted |
| CATHEDRAL INDEPENDENT FINANCIAL PLANNING LIMITED | CF21 Investment Adviser | 01/07/2004 | 31/10/2007 | Converted |
| CATHEDRAL INDEPENDENT FINANCIAL PLANNING LIMITED | CF1 Director | 01/07/2004 | 08/12/2019 | Withdrawn |
| Investment Strategies (UK) Limited | CF21 Investment Adviser | 01/12/2001 | 23/07/2004 | Withdrawn |
| Investment Strategies (UK) Limited | CF4 Partner (AR) | 01/12/2001 | 23/07/2004 | Withdrawn |
| Cathedral Financial Planning | Employed By | 09/01/2001 | 23/07/2004 | Terminated |