| Firm | Role | Since |
|---|---|---|
| AFL WEALTH MANAGEMENT LIMITED | The London Institute of Banking and Finance (LIBF) - formerly known as IFS | 06/03/2021 |
| AFL WEALTH MANAGEMENT LIMITED | CPD4 - Personal recommendation on retail investments (not broker funds) | 06/03/2021 |
| AFL WEALTH MANAGEMENT LIMITED | CPD6 - Personal recommendation on Friendly Soc tax-exempt policies(not Holloway) | 06/03/2021 |
| AFL WEALTH MANAGEMENT LIMITED | CPD14 - Managing investments | 06/03/2021 |
| AFL WEALTH MANAGEMENT LIMITED | CPD20 - Advising or arranging regulated mortgage contracts | 06/03/2021 |
| AFL WEALTH MANAGEMENT LIMITED | [FCA CF] Manager of certification employee | 09/12/2019 |
| AFL WEALTH MANAGEMENT LIMITED | [FCA CF] Client dealing | 09/12/2019 |
| AFL WEALTH MANAGEMENT LIMITED | [PRA CF] Key function holder | 09/12/2019 |
| AFL WEALTH MANAGEMENT LIMITED | SMF3 Executive Director | 09/12/2019 |
| AFL WEALTH MANAGEMENT LIMITED | SMF17 Money Laundering Reporting Officer (MLRO) | 09/12/2019 |
| AFL WEALTH MANAGEMENT LIMITED | SMF16 Compliance Oversight | 09/12/2019 |
| AFL WEALTH MANAGEMENT LIMITED | [FCA CF] Functions requiring qualifications | 09/12/2019 |
| AFL WEALTH MANAGEMENT LIMITED | Responsible for Insurance Distribution | 01/10/2018 |
| AFL WEALTH MANAGEMENT LIMITED | Responsibility for MCD Intermediation | 19/10/2016 |