| Firm | Role | Since |
|---|---|---|
| CRADLE OVERSEAS PENSIONS LIMITED | The Chartered Institute for Securities and Investment (CISI) | 30/03/2021 |
| CRADLE OVERSEAS PENSIONS LIMITED | CPD4 - Personal recommendation on retail investments (not broker funds) | 30/03/2021 |
| CRADLE OVERSEAS PENSIONS LIMITED | CPD6 - Personal recommendation on Friendly Soc tax-exempt policies(not Holloway) | 30/03/2021 |
| CRADLE OVERSEAS PENSIONS LIMITED | CPD11 - Pension transfer specialist | 30/03/2021 |
| CRADLE OVERSEAS PENSIONS LIMITED | CPD20 - Advising or arranging regulated mortgage contracts | 30/03/2021 |
| CRADLE OVERSEAS PENSIONS LIMITED | [FCA CF] Functions requiring qualifications | 09/12/2019 |
| CRADLE OVERSEAS PENSIONS LIMITED | [FCA CF] Manager of certification employee | 09/12/2019 |
| CRADLE OVERSEAS PENSIONS LIMITED | [FCA CF] Material risk taker | 09/12/2019 |
| CRADLE OVERSEAS PENSIONS LIMITED | [FCA CF] Client dealing | 09/12/2019 |
| CRADLE OVERSEAS PENSIONS LIMITED | SMF16 Compliance Oversight | 09/12/2019 |
| CRADLE OVERSEAS PENSIONS LIMITED | SMF17 Money Laundering Reporting Officer (MLRO) | 09/12/2019 |
| CRADLE OVERSEAS PENSIONS LIMITED | SMF3 Executive Director | 09/12/2019 |
| CRADLE OVERSEAS PENSIONS LIMITED | [FCA CF] Significant management | 09/12/2019 |
| CRADLE OVERSEAS PENSIONS LIMITED | Responsible for Insurance Distribution | 01/10/2018 |
| CRADLE OVERSEAS PENSIONS LIMITED | Responsibility for MCD Intermediation | 21/03/2016 |