| Firm | Role | Since |
|---|---|---|
| John Patrick Financial Services Limited | The Chartered Insurance Institute (CII) | 04/12/2020 |
| John Patrick Financial Services Limited | CPD4 - Personal recommendation on retail investments (not broker funds) | 04/12/2020 |
| John Patrick Financial Services Limited | CPD6 - Personal recommendation on Friendly Soc tax-exempt policies(not Holloway) | 04/12/2020 |
| John Patrick Financial Services Limited | CPD20 - Advising or arranging regulated mortgage contracts | 04/12/2020 |
| John Patrick Financial Services Limited | [FCA CF] Functions requiring qualifications | 01/12/2020 |
| John Patrick Financial Services Limited | [FCA CF] Client dealing | 09/12/2019 |
| John Patrick Financial Services Limited | SMF3 Executive Director | 09/12/2019 |
| John Patrick Financial Services Limited | SMF17 Money Laundering Reporting Officer (MLRO) | 09/12/2019 |
| John Patrick Financial Services Limited | SMF16 Compliance Oversight | 09/12/2019 |
| John Patrick Financial Services Limited | Responsible for Insurance Distribution | 01/10/2018 |
| John Patrick Financial Services Limited | Responsibility for MCD Intermediation | 13/04/2017 |