Ian Nicholas Harris
IRN: INH01007•Active
Current Roles (1)
| Firm | Role | Since |
|---|---|---|
| Jain Global (UK) Partners LLP | [FCA CF] Material risk taker | 28/06/2024 |
Past Roles (27)
| Firm | Role | From | To | Status |
|---|---|---|---|---|
| UBS AG | [FCA CF] Client dealing | 28/11/2023 | 14/05/2024 | Withdrawn |
| Credit Suisse International | SMF18 Other Overall Responsibility | 23/08/2022 | 24/01/2024 | Withdrawn |
| Credit Suisse AG | SMF22 Other Local Responsibility | 23/08/2022 | 24/01/2024 | Withdrawn |
| CREDIT SUISSE SECURITIES (EUROPE) LIMITED | SMF18 Other Overall Responsibility | 23/08/2022 | 24/01/2024 | Withdrawn |
| Credit Suisse AG | [FCA CF] Material risk taker | 07/03/2016 | 14/05/2024 | Withdrawn |
| Credit Suisse AG | [FCA CF] Client dealing | 07/03/2016 | 14/05/2024 | Withdrawn |
| Credit Suisse International | [FCA CF] Manager of certification employee | 07/03/2016 | 14/05/2024 | Withdrawn |
| Credit Suisse International | [FCA CF] Material risk taker | 07/03/2016 | 14/05/2024 | Withdrawn |
| Credit Suisse International | [FCA CF] Client dealing | 07/03/2016 | 14/05/2024 | Withdrawn |
| Credit Suisse International | [PRA CF] Significant risk taker or Material risk taker | 07/03/2016 | 14/05/2024 | Withdrawn |
| Credit Suisse AG | [PRA CF] Significant risk taker or Material risk taker | 07/03/2016 | 14/05/2024 | Withdrawn |
| Credit Suisse AG | [PRA CF] Managing a material risk taker | 07/03/2016 | 14/05/2024 | Withdrawn |
| CREDIT SUISSE SECURITIES (EUROPE) LIMITED | [PRA CF] Significant risk taker or Material risk taker | 07/03/2016 | 14/05/2024 | Withdrawn |
| CREDIT SUISSE SECURITIES (EUROPE) LIMITED | [PRA CF] Managing a material risk taker | 07/03/2016 | 14/05/2024 | Withdrawn |
| Credit Suisse International | [PRA CF] Managing a material risk taker | 07/03/2016 | 14/05/2024 | Withdrawn |
| CREDIT SUISSE SECURITIES (EUROPE) LIMITED | [FCA CF] Manager of certification employee | 07/03/2016 | 14/05/2024 | Withdrawn |
| CREDIT SUISSE SECURITIES (EUROPE) LIMITED | [FCA CF] Material risk taker | 07/03/2016 | 14/05/2024 | Withdrawn |
| CREDIT SUISSE SECURITIES (EUROPE) LIMITED | [FCA CF] Client dealing | 07/03/2016 | 14/05/2024 | Withdrawn |
| Credit Suisse AG | [FCA CF] Manager of certification employee | 07/03/2016 | 14/05/2024 | Withdrawn |
| Credit Suisse AG | CF29 Significant management | 14/03/2012 | 06/03/2016 | Withdrawn |
| Credit Suisse International | CF29 Significant management | 14/03/2012 | 06/03/2016 | Withdrawn |
| Credit Suisse International | CF30 Customer | 01/11/2007 | 06/03/2016 | Withdrawn |
| CREDIT SUISSE SECURITIES (EUROPE) LIMITED | CF30 Customer | 01/11/2007 | 06/03/2016 | Withdrawn |
| Credit Suisse AG | CF30 Customer | 01/11/2007 | 06/03/2016 | Withdrawn |
| Credit Suisse International | CF21 Investment Adviser | 07/06/2005 | 31/10/2007 | Converted |
| Credit Suisse AG | CF21 Investment Adviser | 07/06/2005 | 31/10/2007 | Converted |
| CREDIT SUISSE SECURITIES (EUROPE) LIMITED | CF21 Investment Adviser | 07/06/2005 | 31/10/2007 | Converted |