ERNEST UHUMWEKPEMA IGBINOSUN
IRN: EUI01000•Active
Current Roles (6)
| Firm | Role | Since |
|---|---|---|
| Institutional Cash Distributors Limited | SMF16 Compliance Oversight | 05/03/2025 |
| Institutional Cash Distributors Limited | SMF17 Money Laundering Reporting Officer (MLRO) | 05/03/2025 |
| Tradeweb Execution Services Limited | SMF17 Money Laundering Reporting Officer (MLRO) | 21/11/2023 |
| Tradeweb Execution Services Limited | SMF16 Compliance Oversight | 21/11/2023 |
| Tradeweb Europe Limited | SMF16 Compliance Oversight | 21/11/2023 |
| Tradeweb Europe Limited | SMF17 Money Laundering Reporting Officer (MLRO) | 21/11/2023 |
Past Roles (22)
| Firm | Role | From | To | Status |
|---|---|---|---|---|
| OSTTRA SEF LIMITED | SMF16 Compliance Oversight | 09/12/2019 | 02/06/2023 | Withdrawn |
| OSTTRA SEF LIMITED | SMF17 Money Laundering Reporting Officer (MLRO) | 09/12/2019 | 02/06/2023 | Withdrawn |
| BROKERTEC EUROPE LIMITED | SMF17 Money Laundering Reporting Officer (MLRO) | 09/12/2019 | 02/06/2023 | Withdrawn |
| BROKERTEC EUROPE LIMITED | SMF16 Compliance Oversight | 09/12/2019 | 02/06/2023 | Withdrawn |
| OSTTRA SEF LIMITED | CF11 Money Laundering Reporting | 10/01/2017 | 08/12/2019 | Withdrawn |
| BROKERTEC EUROPE LIMITED | CF11 Money Laundering Reporting | 10/01/2017 | 08/12/2019 | Withdrawn |
| OSTTRA SEF LIMITED | CF10 Compliance Oversight | 20/10/2015 | 08/12/2019 | Withdrawn |
| TP ICAP Global Markets Americas LLC | CF10 Compliance Oversight | 20/10/2015 | 30/12/2016 | Withdrawn |
| iSwap Euro Limited | CF10 Compliance Oversight | 20/10/2015 | 30/12/2016 | Withdrawn |
| TP ICAP MTF LIMITED | CF10 Compliance Oversight | 20/10/2015 | 18/08/2016 | Withdrawn |
| TP ICAP Markets Limited | CF10 Compliance Oversight | 20/10/2015 | 30/12/2016 | Withdrawn |
| Icap Energy Limited | CF10 Compliance Oversight | 20/10/2015 | 30/12/2016 | Withdrawn |
| BROKERTEC EUROPE LIMITED | CF10 Compliance Oversight | 20/10/2015 | 08/12/2019 | Withdrawn |
| ICAP Securities USA LLC | CF10 Compliance Oversight | 20/10/2015 | 30/12/2016 | Withdrawn |
| The Link Asset and Securities Company Limited | CF10 Compliance Oversight | 20/10/2015 | 30/12/2016 | Withdrawn |
| ICAP Europe Limited | CF10 Compliance Oversight | 20/10/2015 | 30/12/2016 | Withdrawn |
| ICAP Global Derivatives Limited | CF10 Compliance Oversight | 20/10/2015 | 30/12/2016 | Withdrawn |
| Wills & Co Stockbrokers Ltd | CF30 Customer | 01/11/2007 | 18/03/2008 | Withdrawn |
| Wills & Co Stockbrokers Ltd | CF1 Director | 03/07/2007 | 18/03/2008 | Withdrawn |
| 535X (UK) Ltd | Employed By | 25/01/2006 | 09/05/2007 | Withdrawn (Form E) |
| Wills & Co Stockbrokers Ltd | CF21 Investment Adviser | 19/02/2004 | 31/10/2007 | Converted |
| Wills & Co Stockbrokers Ltd | CF22 Investment Adviser (Trainee) | 07/05/2003 | 19/02/2004 | Withdrawn (Form E) |