Daniel Lee Harris

IRN: DXH01515•Active
Type
Directory Person
Known As
Daniel
Total Roles
20
Active Roles
2

Current Roles (2)

FirmRoleSince
TURNER POPE INVESTMENTS (TPI) LTD[FCA CF] Significant management28/03/2022
TURNER POPE INVESTMENTS (TPI) LTD[FCA CF] Manager of certification employee09/12/2019

Past Roles (18)

FirmRoleFromToStatus
OctaFX UK LimitedCF30 Customer14/04/201528/04/2017Withdrawn (Firm Cancellation)
OctaFX UK LimitedCF1 Director14/04/201528/04/2017Withdrawn (Firm Cancellation)
OctaFX UK LimitedCF10 Compliance Oversight14/04/201528/04/2017Withdrawn (Firm Cancellation)
OctaFX UK LimitedCF11 Money Laundering Reporting14/04/201528/04/2017Withdrawn (Firm Cancellation)
Resolution Compliance LimitedCF1 Director (AR)05/11/201305/03/2014Withdrawn
Resolution Compliance LimitedCF30 Customer05/11/201305/03/2014Withdrawn
Augment Capital LimitedEmployed By05/11/201305/03/2014Terminated
H2O Markets LimitedCF1 Director21/06/201013/11/2015Withdrawn
H2O Markets LimitedCF11 Money Laundering Reporting21/06/201013/11/2015Withdrawn
H2O Markets LimitedCF30 Customer21/06/201013/11/2015Withdrawn
H2O Markets LimitedCF10 Compliance Oversight21/06/201013/11/2015Withdrawn
Fairfax I.S. PLCCF30 Customer20/07/200927/08/2009Withdrawn
Prime Markets LimitedEmployed By17/07/200927/08/2009Terminated
Blue Index LimitedCF30 Customer01/11/200714/07/2009Withdrawn
Blue Index LimitedCF22 Investment Adviser (Trainee)12/07/200731/10/2007Converted
Blue Index LimitedCF22 Investment Adviser (Trainee)30/08/200624/01/2007Withdrawn
CMC Spreadbet PlcCF26 Customer Trading24/10/200310/06/2005Withdrawn
CMC Markets UK plcCF26 Customer Trading24/10/200310/06/2005Withdrawn