David William Cupples

IRN: DWC01073•Active
Type
Directory Person
Known As
Dave
Total Roles
41
Active Roles
8

Current Roles (8)

FirmRoleSince
Elite-Wealth Management UK Ltd[FCA CF] Functions requiring qualifications06/11/2020
Elite-Wealth Management UK LtdCPD21 - Advising or arranging equity release transactions06/11/2020
Elite-Wealth Management UK LtdCPD20 - Advising or arranging regulated mortgage contracts06/11/2020
Elite-Wealth Management UK LtdCPD7 - Personal recommendation on long-term care insurance06/11/2020
Elite-Wealth Management UK LtdCPD6 - Personal recommendation on Friendly Soc tax-exempt policies(not Holloway)06/11/2020
Elite-Wealth Management UK LtdCPD4 - Personal recommendation on retail investments (not broker funds)06/11/2020
Elite-Wealth Management UK Ltd[FCA CF] Client dealing06/11/2020
Elite-Wealth Management UK LtdThe London Institute of Banking and Finance (LIBF) - formerly known as IFS06/11/2020

Past Roles (33)

FirmRoleFromToStatus
Beaufort Financial Planning LtdCF30 Customer02/08/201810/06/2019Withdrawn
Quilter Financial Advisers LtdEmployed By05/04/201806/01/2021Terminated
Inter-UK Financial Services LimitedCF30 Customer20/11/201718/05/2018Withdrawn
QUILTER FINANCIAL SERVICES LIMITEDCF30 Customer17/10/201606/01/2021Withdrawn
TWA Finance LimitedEmployed By17/10/201608/11/2018Terminated
Succession Financial Management LimitedCF30 Customer14/10/201429/07/2016Withdrawn
Rosemount Financial Solutions LtdEmployed By12/10/201226/11/2014Terminated
QUILTER FINANCIAL SERVICES LIMITEDCF30 Customer12/10/201226/11/2014Withdrawn
The Financial Advice Centre (South West) LimitedCF30 Customer26/07/201212/02/2013Withdrawn
St. James's Place Wealth Management PlcCF30 Customer01/03/201207/06/2012Withdrawn
CGA Financial & Investment Services LimitedEmployed By01/03/201207/06/2012Terminated
Royal London (CIS) LimitedCF30 Customer05/03/200812/09/2011Withdrawn
RL Marketing (CIS) LimitedCF30 Customer05/03/200812/09/2011Withdrawn
RLUM LimitedCF30 Customer05/03/200812/09/2011Withdrawn
Liverpool Victoria Financial Services LimitedCF30 Customer01/11/200718/01/2008Withdrawn
Liverpool Victoria Life Company LimitedCF30 Customer01/11/200718/01/2008Withdrawn
Liverpool Victoria Portfolio Managers LimitedCF30 Customer01/11/200718/01/2008Withdrawn
Liverpool Victoria Life Company LimitedCF21 Investment Adviser24/03/200631/10/2007Converted
Liverpool Victoria Financial Services LimitedCF21 Investment Adviser24/03/200631/10/2007Converted
Liverpool Victoria Portfolio Managers LimitedCF21 Investment Adviser24/03/200631/10/2007Converted
PremierEmployed By18/08/200527/07/2006Terminated
The Clarkson Hill Group plcCF21 Investment Adviser18/08/200527/07/2006Withdrawn
NPI LimitedCF21 Investment Adviser07/03/200229/07/2002Withdrawn
National Provident Life LimitedCF21 Investment Adviser07/03/200229/07/2002Withdrawn
London Life Linked Assurances LimitedCF21 Investment Adviser07/03/200229/07/2002Withdrawn
AlphaGen Capital LimitedCF21 Investment Adviser07/03/200229/07/2002Withdrawn
Henderson Portfolio Managers LimitedCF21 Investment Adviser07/03/200229/07/2002Withdrawn
Pearl ISA LimitedCF21 Investment Adviser07/03/200227/09/2002Withdrawn
Phoenix Life Assurance LimitedCF21 Investment Adviser07/03/200229/07/2002Withdrawn
Pearl Assurance (Unit Funds) LimitedCF21 Investment Adviser07/03/200229/07/2002Withdrawn
London Life LimitedCF21 Investment Adviser07/03/200229/07/2002Withdrawn
Pearl Assurance (Unit Linked Pensions) LimitedCF21 Investment Adviser07/03/200229/07/2002Withdrawn
Henderson Unit Trusts LimitedCF21 Investment Adviser07/03/200229/07/2002Withdrawn