David John McCabe
IRN: DJM00135•Active
Current Roles (13)
| Firm | Role | Since |
|---|---|---|
| Five Point Consulting Limited | CPD6 - Personal recommendation on Friendly Soc tax-exempt policies(not Holloway) | 04/03/2021 |
| Five Point Consulting Limited | CPD7 - Personal recommendation on long-term care insurance | 04/03/2021 |
| Five Point Consulting Limited | CPD20 - Advising or arranging regulated mortgage contracts | 04/03/2021 |
| Five Point Consulting Limited | CPD21 - Advising or arranging equity release transactions | 04/03/2021 |
| Five Point Consulting Limited | The Chartered Insurance Institute (CII) | 04/03/2021 |
| Five Point Consulting Limited | CPD4 - Personal recommendation on retail investments (not broker funds) | 04/03/2021 |
| Five Point Consulting Limited | [FCA CF] Client dealing | 09/12/2019 |
| Five Point Consulting Limited | SMF3 Executive Director | 09/12/2019 |
| Five Point Consulting Limited | SMF16 Compliance Oversight | 09/12/2019 |
| Five Point Consulting Limited | SMF17 Money Laundering Reporting Officer (MLRO) | 09/12/2019 |
| Five Point Consulting Limited | [FCA CF] Functions requiring qualifications | 09/12/2019 |
| Five Point Consulting Limited | Responsible for Insurance Distribution | 01/10/2018 |
| Five Point Consulting Limited | Responsibility for MCD Intermediation | 21/03/2016 |
Past Roles (21)
| Firm | Role | From | To | Status |
|---|---|---|---|---|
| Five Point Consulting Limited | Responsible for Insurance Mediation | 04/09/2012 | 30/09/2018 | Converted |
| Five Point Consulting Limited | CF1 Director | 04/09/2012 | 08/12/2019 | Withdrawn |
| Five Point Consulting Limited | CF10 Compliance Oversight | 04/09/2012 | 08/12/2019 | Withdrawn |
| Five Point Consulting Limited | CF11 Money Laundering Reporting | 04/09/2012 | 08/12/2019 | Withdrawn |
| Five Point Consulting Limited | CF30 Customer | 04/09/2012 | 08/12/2019 | Withdrawn |
| Forty One Consulting Limited | CF30 Customer | 01/11/2007 | 11/09/2012 | Withdrawn |
| Forty One Consulting Limited | Responsible for Insurance Mediation | 17/10/2006 | 03/09/2012 | Withdrawn |
| Forty One Consulting Limited | CF8 Apportionment and Oversight | 17/10/2006 | 31/03/2009 | Withdrawn |
| Forty One Consulting Limited | CF1 Director | 17/10/2006 | 11/09/2012 | Withdrawn |
| Forty One Consulting Limited | CF21 Investment Adviser | 17/10/2006 | 31/10/2007 | Converted |
| Forty One Consulting Limited | CF11 Money Laundering Reporting | 17/10/2006 | 03/09/2012 | Withdrawn |
| Forty One Consulting Limited | CF10 Compliance Oversight | 17/10/2006 | 03/09/2012 | Withdrawn |
| Harrogate Independent Financial Services Limited | CF21 Investment Adviser | 06/02/2006 | 03/10/2006 | Withdrawn |
| Harrogate Independent Financial Services Limited | CF22 Investment Adviser (Trainee) | 01/06/2005 | 06/02/2006 | Withdrawn (Form E) |
| Douglass Walker Financial Management Ltd | Employed By | 03/11/2004 | 01/06/2005 | Terminated |
| Highbrook Associates Limited | CF21 Investment Adviser | 01/10/2004 | 01/06/2005 | Withdrawn |
| Investment Strategies (UK) Limited | CF21 Investment Adviser | 04/02/2004 | 01/10/2004 | Withdrawn |
| Douglass Walker Financial Management Ltd | Employed By | 26/03/2003 | 01/10/2004 | Terminated |
| Highbrook Associates | Employed By | 06/01/2003 | 01/10/2004 | Terminated |
| Investment Strategies (UK) Limited | CF22 Investment Adviser (Trainee) | 06/01/2003 | 04/02/2004 | Withdrawn (Form E) |
| Evelyn Partners Financial Planning Limited | CF21 Investment Adviser | 01/12/2001 | 31/12/2002 | Withdrawn |