David John Jones

IRN: DJJ01073•Active

Type

Approved Person

Known As

—

Total Roles

23

Active Roles

7

Current Roles (7)

Firm	Role	Since
Jones & Jones	The Chartered Insurance Institute (CII)	22/03/2021
Jones & Jones	CPD20 - Advising or arranging regulated mortgage contracts	22/03/2021
Jones & Jones	[FCA CF] Functions requiring qualifications	09/12/2020
Jones & Jones	SMF27 Partner	09/12/2019
Jones & Jones	SMF17 Money Laundering Reporting Officer (MLRO)	09/12/2019
Jones & Jones	Responsible for Insurance Distribution	01/10/2018
Jones & Jones	Responsibility for MCD Intermediation	21/03/2016

Past Roles (16)

Firm	Role	From	To	Status
Jones & Jones	CF28 Systems and controls	01/11/2007	08/12/2019	Withdrawn
Jones & Jones	Responsible for Insurance Mediation	14/01/2005	30/09/2018	Converted
Jones & Jones	CF14 Risk Assessment	31/10/2004	31/10/2007	Converted
Jones & Jones	CF13 Finance	31/10/2004	31/10/2007	Converted
Jones & Jones	CF8 Apportionment and Oversight	31/10/2004	31/03/2009	Withdrawn
Jones & Jones	CF11 Money Laundering Reporting	31/10/2004	08/12/2019	Withdrawn
Jones & Jones	CF4 Partner	31/10/2004	08/12/2019	Withdrawn
Jones and Jones	Employed By	01/12/2001	16/12/2002	Terminated
Legal and General Assurance Society Limited	CF22 Investment Adviser (Trainee)	01/12/2001	26/02/2002	Withdrawn
Legal and General Assurance Society Limited	CF4 Partner (AR)	01/12/2001	26/02/2002	Withdrawn
Legal and General Assurance Society Limited	CF4 Partner (AR)	01/12/2001	11/03/2002	Withdrawn
LEGAL & GENERAL (PORTFOLIO MANAGEMENT SERVICES) LIMITED	CF4 Partner (AR)	01/12/2001	11/03/2002	Withdrawn
LEGAL & GENERAL (PORTFOLIO MANAGEMENT SERVICES) LIMITED	CF21 Investment Adviser	01/12/2001	26/02/2002	Withdrawn
Legal & General (Unit Trust Managers) Limited	CF21 Investment Adviser	01/12/2001	26/02/2002	Withdrawn
Legal & General (Unit Trust Managers) Limited	CF4 Partner (AR)	01/12/2001	11/03/2002	Withdrawn
Jones and Jones	Employed By	01/10/1998	11/03/2002	Terminated