Craig William Dougan

IRN: CWD01035•Active
Type
Directory Person
Known As
Craig
Total Roles
16
Active Roles
5

Current Roles (5)

FirmRoleSince
Rutland Independent Wealth Management LLPCPD4 - Personal recommendation on retail investments (not broker funds)18/03/2021
Rutland Independent Wealth Management LLPCPD6 - Personal recommendation on Friendly Soc tax-exempt policies(not Holloway)18/03/2021
Rutland Independent Wealth Management LLPThe London Institute of Banking and Finance (LIBF) - formerly known as IFS18/03/2021
Rutland Independent Wealth Management LLP[FCA CF] Functions requiring qualifications09/12/2020
Rutland Independent Wealth Management LLP[FCA CF] Client dealing09/12/2020

Past Roles (11)

FirmRoleFromToStatus
Rutland Independent Wealth Management LLPCF30 Customer20/07/201508/12/2019Withdrawn
Rutland Independent LLPEmployed By06/05/201425/09/2015Terminated
2 Plan Wealth Management LimitedCF30 Customer06/05/201425/09/2015Withdrawn
Nationwide Building SocietyCF30 Customer08/07/201101/04/2014Withdrawn
Santander UK PlcCF30 Customer30/01/200825/06/2011Withdrawn
Royal London (CIS) LimitedCF30 Customer01/11/200704/01/2008Withdrawn
RLUM LimitedCF30 Customer01/11/200704/01/2008Withdrawn
RL Marketing (CIS) LimitedCF30 Customer01/11/200704/01/2008Withdrawn
Royal London (CIS) LimitedCF22 Investment Adviser (Trainee)09/06/200631/10/2007Converted
RLUM LimitedCF22 Investment Adviser (Trainee)09/06/200631/10/2007Converted
RL Marketing (CIS) LimitedCF22 Investment Adviser (Trainee)09/06/200631/10/2007Converted