Ben Broad

IRN: BNB01011•Active

Type

Directory Person

Known As

—

Total Roles

5

Active Roles

1

Current Roles (1)

Firm	Role	Since
KPMG LLP	[FCA CF] Client dealing	16/02/2026

Past Roles (4)

Firm	Role	From	To	Status
HSBC Bank Plc	[FCA CF] Manager of certification employee	28/09/2017	10/10/2022	Withdrawn
HSBC Bank Plc	[FCA CF] Client dealing	16/11/2016	19/10/2022	Withdrawn
HSBC Bank Plc	CF30 Customer	01/11/2007	06/03/2016	Withdrawn
HSBC Bank Plc	CF21 Investment Adviser	31/01/2003	31/10/2007	Converted