Anthony Ashton
IRN: AXA01249•Active
Current Roles (9)
| Firm | Role | Since |
|---|---|---|
| A & M WEALTH MANAGEMENT LIMITED | The Chartered Insurance Institute (CII) | 23/03/2021 |
| A & M WEALTH MANAGEMENT LIMITED | CPD2 - Personal recommendation on Securities (not SHP/PPP/Broker funds) | 23/03/2021 |
| A & M WEALTH MANAGEMENT LIMITED | CPD4 - Personal recommendation on retail investments (not broker funds) | 23/03/2021 |
| A & M WEALTH MANAGEMENT LIMITED | SMF17 Money Laundering Reporting Officer (MLRO) | 09/12/2019 |
| A & M WEALTH MANAGEMENT LIMITED | [FCA CF] Significant management | 09/12/2019 |
| A & M WEALTH MANAGEMENT LIMITED | [FCA CF] Functions requiring qualifications | 09/12/2019 |
| A & M WEALTH MANAGEMENT LIMITED | SMF16 Compliance Oversight | 09/12/2019 |
| A & M WEALTH MANAGEMENT LIMITED | SMF3 Executive Director | 09/12/2019 |
| A & M WEALTH MANAGEMENT LIMITED | Responsible for Insurance Distribution | 01/10/2018 |
Past Roles (16)
| Firm | Role | From | To | Status |
|---|---|---|---|---|
| A & M WEALTH MANAGEMENT LIMITED | CF30 Customer | 01/11/2007 | 08/12/2019 | Withdrawn |
| A & M WEALTH MANAGEMENT LIMITED | Responsible for Insurance Mediation | 14/01/2005 | 30/09/2018 | Converted |
| A & M WEALTH MANAGEMENT LIMITED | CF11 Money Laundering Reporting | 16/06/2004 | 08/12/2019 | Withdrawn |
| A & M WEALTH MANAGEMENT LIMITED | CF21 Investment Adviser | 16/06/2004 | 31/10/2007 | Converted |
| A & M WEALTH MANAGEMENT LIMITED | CF1 Director | 16/06/2004 | 08/12/2019 | Withdrawn |
| A & M WEALTH MANAGEMENT LIMITED | CF10 Compliance Oversight | 16/06/2004 | 08/12/2019 | Withdrawn |
| A & M WEALTH MANAGEMENT LIMITED | CF8 Apportionment and Oversight | 16/06/2004 | 31/03/2009 | Withdrawn |
| Sesame Limited | CF21 Investment Adviser | 07/04/2004 | 07/04/2004 | Withdrawn |
| FMG Wealth Management Limited | Employed By | 05/04/2004 | 07/04/2004 | Terminated |
| Sesame Limited | CF1 Director (AR) | 05/04/2004 | 07/04/2004 | Withdrawn |
| Sesame Limited | CF22 Investment Adviser (Trainee) | 05/04/2004 | 06/04/2004 | Withdrawn |
| Sesame Limited | CF1 Director (AR) | 19/03/2004 | 22/03/2004 | Withdrawn |
| FMG Wealth Management Limited | Employed By | 06/02/2004 | 22/03/2004 | Terminated |
| Sesame Limited | CF22 Investment Adviser (Trainee) | 09/09/2003 | 22/03/2004 | Withdrawn |
| Thinc Independent Solutions | Employed By | 09/09/2003 | 06/02/2004 | Terminated |
| Pannone & Partners | CF21 Investment Adviser | 01/12/2001 | 05/09/2003 | Withdrawn |